Filing Details
- Accession Number:
- 0001127602-13-031205
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-12 11:23:23
- Reporting Period:
- 2013-11-08
- Filing Date:
- 2013-11-12
- Accepted Time:
- 2013-11-12 11:23:23
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
66740 | 3M Co | MMM | Surgical & Medical Instruments & Apparatus (3841) | 410417775 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1577544 | F Michael Roman | 3M Center St. Paul MN 55144-1000 | Senior Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-11-08 | 6,198 | $76.80 | 6,731 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-11-08 | 4,950 | $127.28 | 1,781 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2013-11-08 | 6,198 | $0.00 | 6,198 | $76.80 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2006-05-10 | 2015-05-08 | No | 4 | M | Direct |
Footnotes
- This form is being filed to report the exercise of a 3M stock option by means of a cashless-sell-to-cover method (selling enough shares to cover option share purchase price, fee and taxes, then retaining the remaining shares).
- This form does not include 57 shares which, due to administrative error, were previously reported as beneficially owned through the company's 401(k) plan.