Filing Details

Accession Number:
0001127602-13-031205
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-11-12 11:23:23
Reporting Period:
2013-11-08
Filing Date:
2013-11-12
Accepted Time:
2013-11-12 11:23:23
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
66740 3M Co MMM Surgical & Medical Instruments & Apparatus (3841) 410417775
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1577544 F Michael Roman 3M Center
St. Paul MN 55144-1000
Senior Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-11-08 6,198 $76.80 6,731 No 4 M Direct
Common Stock Disposition 2013-11-08 4,950 $127.28 1,781 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-qualified Stock Option (Right to Buy) Disposition 2013-11-08 6,198 $0.00 6,198 $76.80
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2006-05-10 2015-05-08 No 4 M Direct
Footnotes
  1. This form is being filed to report the exercise of a 3M stock option by means of a cashless-sell-to-cover method (selling enough shares to cover option share purchase price, fee and taxes, then retaining the remaining shares).
  2. This form does not include 57 shares which, due to administrative error, were previously reported as beneficially owned through the company's 401(k) plan.