Filing Details

Accession Number:
0001140361-13-041514
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-11-12 06:01:26
Reporting Period:
2013-11-08
Filing Date:
2013-11-12
Accepted Time:
2013-11-12 06:01:26
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1043219 Annaly Capital Management Inc NLY Real Estate Investment Trusts (6798) 223479661
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1235657 Wellington Denahan C/O: Annaly Capital Management, Inc.
1211 Avenue Of The Americas, Suite 2902
New York NY 10036
Chairman Of Board & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-11-08 93,000 $10.68 1,288,081 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Option to purchase Common Stock $17.39 2005-04-19 2014-04-19 150,000 150,000 Direct
Common Stock Option to purchase Common Stock $17.07 2006-07-07 2015-07-07 150,000 150,000 Direct
Common Stock Option to purchase Common Stock $15.70 2008-05-17 2017-05-17 150,000 150,000 Direct
Common Stock Option to purchase Common Stock $16.46 2009-05-08 2018-05-08 200,000 200,000 Direct
Common Stock Option to purchase Common Stock $15.61 2009-09-19 2018-09-19 200,000 200,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2014-04-19 150,000 150,000 Direct
2015-07-07 150,000 150,000 Direct
2017-05-17 150,000 150,000 Direct
2018-05-08 200,000 200,000 Direct
2018-09-19 200,000 200,000 Direct
Footnotes
  1. Options previously granted.