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Filing Details

Accession Number:: 0001246360-13-004919
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-11-08 20:07:09
Reporting Period:: 2013-11-07

Filing Date:: 2013-11-08
Accepted Time:: 2013-11-08 20:07:09
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1024478	Rockwell Automation Inc	ROK	Measuring & Controlling Devices, Nec (3829)	251797617

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1278026	D Theodore Crandall	1201 South Second Street Milwaukee WI 53204	Sr.vp And Cfo	No	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2013-11-07	34,050	$68.04	115,778	No	4	M	Direct
Common Stock	Disposition	2013-11-07	900	$113.44	114,878	No	4	S	Direct
Common Stock	Disposition	2013-11-07	6,400	$112.92	108,478	No	4	S	Direct
Common Stock	Disposition	2013-11-07	26,650	$111.68	81,828	No	4	S	Direct
Common Stock	Disposition	2013-11-07	100	$110.01	81,728	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option(Right to Buy)	Disposition	2013-11-07	34,050	$0.00	34,050	$68.04

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
1,450	2008-12-05	2017-12-05	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	3,696	Indirect	By Savings Plan

Footnotes

Includes shares represented by Company stock fund units acquired under the Company Savings Plan since the date last reported for this person based on information furnished by the Plan Administrator as of 10/31/2013. The number of stock fund units represented by the balance of the participant's Company stock fund account may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan.
Shares exercised and sold pursuant to a Rule 10b5-1 trading plan entered into on 08/30/2013.
Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $113.35 to $113.59. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
Shares exercised and sold pursuant to a Rule 10b5-1 trading plan entered into on 08/30/2013.
Shares exercised and sold pursuant to a Rule 10b5-1 trading plan entered into on 08/30/2013.
Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $112.33 to $113.33. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $111.22 to $112.22. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
Shares exercised and sold pursuant to a Rule 10b5-1 trading plan entered into on 08/30/2013.