Filing Details
- Accession Number:
- 0001209191-13-051472
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-08 18:40:00
- Reporting Period:
- 2013-11-06
- Filing Date:
- 2013-11-08
- Accepted Time:
- 2013-11-08 18:40:00
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1326801 | Facebook Inc | FB | Services-Computer Programming, Data Processing, Etc. (7370) | 201665019 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1160077 | L Marc Andreessen | C/O Andreessen Horowitz 2865 Sand Hill Rd., Ste. 101 Menlo Park CA 94025 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2013-11-06 | 178,308 | $0.00 | 178,308 | No | 4 | C | Indirect | By The Andreessen Horowitz Fund I, L.P. as nominee |
Class A Common Stock | Disposition | 2013-11-06 | 115,356 | $49.22 | 62,952 | No | 4 | S | Indirect | By The Andreessen Horowitz Fund I, L.P. as nominee |
Class A Common Stock | Disposition | 2013-11-06 | 62,952 | $50.07 | 0 | No | 4 | S | Indirect | By The Andreessen Horowitz Fund I, L.P. as nominee |
Class A Common Stock | Disposition | 2013-11-06 | 660,982 | $49.22 | 2,910,449 | No | 4 | S | Indirect | By The Andreessen Horowitz Fund II, L.P. as nominee |
Class A Common Stock | Disposition | 2013-11-06 | 360,710 | $50.07 | 2,549,739 | No | 4 | S | Indirect | By The Andreessen Horowitz Fund II, L.P. as nominee |
Class A Common Stock | Disposition | 2013-11-06 | 1,274,870 | $0.00 | 1,274,869 | No | 5 | J | Indirect | By The Andreessen Horowitz Fund II, L.P. as nominee |
Class A Common Stock | Acquisiton | 2013-11-06 | 15,991 | $0.00 | 3,252,493 | No | 5 | J | Indirect | By The Andreessen 1996 Living Trust |
Class A Common Stock | Acquisiton | 2013-11-06 | 12,528 | $0.00 | 12,528 | No | 5 | J | Indirect | By AH Equity Partners II, L.L.C. |
Class A Common Stock | Disposition | 2013-11-06 | 12,528 | $0.00 | 0 | No | 5 | J | Indirect | By AH Equity Partners II, L.L.C. |
Class A Common Stock | Acquisiton | 2013-11-06 | 3,666 | $0.00 | 3,256,159 | No | 5 | J | Indirect | By The Andreessen 1996 Living Trust |
Class A Common Stock | Acquisiton | 2013-11-06 | 135 | $0.00 | 135 | No | 5 | J | Indirect | By AH Capital Management, L.L.C. |
Class A Common Stock | Disposition | 2013-11-06 | 135 | $0.00 | 0 | No | 5 | J | Indirect | By AH Capital Management, L.L.C. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | By The Andreessen Horowitz Fund I, L.P. as nominee |
No | 4 | S | Indirect | By The Andreessen Horowitz Fund I, L.P. as nominee |
No | 4 | S | Indirect | By The Andreessen Horowitz Fund I, L.P. as nominee |
No | 4 | S | Indirect | By The Andreessen Horowitz Fund II, L.P. as nominee |
No | 4 | S | Indirect | By The Andreessen Horowitz Fund II, L.P. as nominee |
No | 5 | J | Indirect | By The Andreessen Horowitz Fund II, L.P. as nominee |
No | 5 | J | Indirect | By The Andreessen 1996 Living Trust |
No | 5 | J | Indirect | By AH Equity Partners II, L.L.C. |
No | 5 | J | Indirect | By AH Equity Partners II, L.L.C. |
No | 5 | J | Indirect | By The Andreessen 1996 Living Trust |
No | 5 | J | Indirect | By AH Capital Management, L.L.C. |
No | 5 | J | Indirect | By AH Capital Management, L.L.C. |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Class B Common Stock | Disposition | 2013-11-06 | 178,308 | $0.00 | 178,308 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 34,084 | Indirect | By The Andreessen 1996 Charitable Remainder Unitrust |
Footnotes
- The reporting person is one of the Managing Members of AH Equity Partners I, L.L.C., which is the General Partner of Andreessen Horowitz Fund I, L.P. as nominee ("AH Fund I"), and may be deemed to share voting and investment power over the securities held by AH Fund I. The reporting person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
- The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.90 to $49.87 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).
- The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $49.90 to $50.26 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3).
- The reporting person is one of the Managing Members of AH Equity Partners II, L.L.C. ("AHEP II"), which is the General Partner of Andreessen Horowitz Fund II, L.P. as nominee ("AH Fund II"), and may be deemed to share voting and investment power over the securities held by AH Fund II. The reporting person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
- Transactions reported on this form represent pro rata distributions, and not a purchase or sale, of securities by AH Fund II to its partners for which it acts as nominee without consideration.
- The reporting person and JP Morgan Trust Company, NA are the Trustees of The Andreessen 1996 Living Trust.
- The reporting person is one of the Managing Members of AHEP II, and may be deemed to share voting and investment power over the securities held by AHEP II. The reporting person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
- Transactions reported on this form represent pro rata distributions, and not a purchase or sale, of securities by AHEP II to its members and assignees without consideration.
- The reporting person is one of the Managing Members of AH Capital Management, L.L.C. ("AHCM"), and may be deemed to share voting and investment power over the securities held by AHCM. The reporting person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
- Transactions reported on this form represent pro rata distributions, and not a purchase or sale, of securities by AHCM to its members and assignees without consideration.
- The reporting person and JP Morgan Trust Company, NA are the Trustees of The Andreessen 1996 Charitable Remainder Unitrust. The reporting person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
- The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and has no expiration date.
- The holder elected to convert the shares of Class B Common Stock into Class A Common Stock on a 1-for-1 basis.