Filing Details
- Accession Number:
- 0001181431-13-057933
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-08 17:47:28
- Reporting Period:
- 2013-11-06
- Filing Date:
- 2013-11-08
- Accepted Time:
- 2013-11-08 17:47:28
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1361470 | Mavenir Systems Inc | MVNR | Computer Communications Equipment (3576) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1589792 | Pardeep Kohli | 1700 International Parkway, Suite 200 Richardson TX 75081 | President, Ceo, And Director | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-11-06 | 86,544 | $0.42 | 86,544 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-11-06 | 86,544 | $10.00 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2013-11-06 | 86,544 | $0.00 | 86,544 | $0.42 |
| Common Stock | Stock Option (Right to Buy) | Acquisiton | 2013-11-06 | 92,857 | $0.00 | 92,857 | $10.00 |
| Common Stock | Stock Option (Right to Buy) | Acquisiton | 2013-11-06 | 110,000 | $0.00 | 110,000 | $10.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 327,741 | 2006-08-24 | 2016-08-24 | No | 4 | M | Direct |
| 92,857 | 2023-11-06 | No | 4 | A | Direct | |
| 110,000 | 2023-11-06 | No | 4 | A | Direct |
Footnotes
- This option was granted effective on the date of the pricing of the Issuer's initial public offering and is exerciseable at the initial public offering price. One forty-eighth of the shares shall vest and become exerciseable on a monthly basis after the date of grant.
Billionaire Hedge Funds
