Filing Details

Accession Number:
0001311241-13-000241
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-11-08 17:20:31
Reporting Period:
2013-11-06
Filing Date:
2013-11-08
Accepted Time:
2013-11-08 17:20:31
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1311241 Intermolecular Inc IMI Semiconductors & Related Devices (3674) 201616267
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1528626 E David Lazovsky Intermolecular, Inc.
3011 North First Street
San Jose CA 95134-2004
President & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.001 Par Value Disposition 2013-11-06 10,896 $5.65 2,816,294 No 4 S Direct
Common Stock, $0.001 Par Value Disposition 2013-11-07 6,400 $5.59 2,809,894 No 4 S Direct
Common Stock, $0.001 Par Value Disposition 2013-11-08 21,204 $5.54 2,788,690 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, $0.001 Par Value 45,882 Indirect By Children's Trust
Common Stock, $0.001 Par Value 35,487 Indirect By Wife
Common Stock, $0.001 Par Value 189,513 Indirect By GRAT
Common Stock, $0.001 Par Value 189,513 Indirect By Wife's GRAT
Footnotes
  1. The sale reported was effected pursuant to a Rule 10b5-1 Sales Plan adopted by Mr. Lazovsky on May 29, 2013.
  2. The transaction was executed in multiple trades in prices ranging from $5.48 to $5.79, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a stockholder of the Issuer, information regarding the number of shares and prices at which the transaction was effected.
  3. The transaction was executed in multiple trades in prices ranging from $5.55 to $5.69, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a stockholder of the Issuer, information regarding the number of shares and prices at which the transaction was effected.
  4. The transaction was executed in multiple trades in prices ranging from $5.425 to $5.65, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a stockholder of the Issuer, information regarding the number of shares and prices at which the transaction was effected.
  5. These shares are held by The Lazovsky 2010 Irrevocable Children's Trust.
  6. These shares are held by The David E. Lazovsky 2010 Annuity Trust.
  7. These shares are held by The Juel D. Lazovsky 2010 Annuity Trust.