Filing Details
- Accession Number:
- 0001179110-13-016351
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-08 17:08:10
- Reporting Period:
- 2013-11-07
- Filing Date:
- 2013-11-08
- Accepted Time:
- 2013-11-08 17:08:10
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1800 | Abbott Laboratories | ABT | Pharmaceutical Preparations (2834) | 360698440 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1327700 | R Stephen Fussell | 100 Abbott Park Road Abbott Park IL 60064-6400 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares Without Par Value | Acquisiton | 2013-11-07 | 2,908 | $25.52 | 103,492 | No | 4 | M | Direct | |
| Common Shares Without Par Value | Acquisiton | 2013-11-07 | 7,558 | $25.17 | 111,050 | No | 4 | M | Direct | |
| Common Shares Without Par Value | Disposition | 2013-11-07 | 10,466 | $37.59 | 100,584 | No | 4 | S | Direct | |
| Common Shares Without Par Value | Acquisiton | 2013-11-08 | 1,227 | $19.72 | 101,811 | No | 4 | M | Direct | |
| Common Shares Without Par Value | Disposition | 2013-11-08 | 642 | $37.64 | 101,169 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Shares | Option (right to buy) | Disposition | 2013-11-07 | 2,908 | $0.00 | 2,908 | $25.52 |
| Common Shares | Option (right to buy) | Disposition | 2013-11-07 | 7,558 | $0.00 | 7,558 | $25.17 |
| Common Shares | Option (right to buy) | Disposition | 2013-11-08 | 1,227 | $0.00 | 1,227 | $19.72 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2008-02-08 | 2014-02-19 | No | 4 | M | Direct |
| 0 | 2008-02-22 | 2014-02-19 | No | 4 | M | Direct |
| 0 | 2007-02-20 | 2014-02-19 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Shares Without Par Value | 1,153 | Indirect | Profit Sharing Trust |
| Common Shares Without Par Value | 53 | Indirect | By Spouse |
Footnotes
- Balance in the Abbott Laboratories Stock Retirement Trust as of November 6, 2013.
- The reporting person disclaims beneficial ownership of all securities held by his spouse.
- Employee stock option granted pursuant to the Abbott Laboratories 1996 Incentive Stock Program in a transaction exempt from Section 16 under Rule 16b-3.
- Employee stock option granted pursuant to the Abbott Laboratories 1996 Incentive Stock Program, including a replacement option feature, in a transaction exempt from Section 16 under Rule 16b-3.
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