Filing Details
- Accession Number:
- 0001209191-13-051412
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-08 16:38:16
- Reporting Period:
- 2013-11-07
- Filing Date:
- 2013-11-08
- Accepted Time:
- 2013-11-08 16:38:16
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1305294 | Qlik Technologies Inc | QLIK | Services-Prepackaged Software (7372) | 201643718 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1496308 | Leslie Bonney | C/O Qlik Technologies Inc., 150 N. Radnor Chester Road Radnor PA 19087 | Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-11-07 | 1,275 | $0.00 | 3,284 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-11-07 | 713 | $25.40 | 2,571 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Unit | Disposition | 2013-11-07 | 1,275 | $0.00 | 1,275 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
2,550 | No | 4 | M | Direct |
Footnotes
- Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.
- Shares were sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of the RSUs.
- The RSUs vest in four equal annual installments beginning November 7, 2012, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. The vested shares will be delivered to the Reporting Person upon vesting.
- Not applicable.