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Home > Insider Trading > Filing (0001261380-13-000065)

Filing Details

Accession Number:: 0001261380-13-000065
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-11-08 16:25:52
Reporting Period:: 2013-11-06

Filing Date:: 2013-11-08
Accepted Time:: 2013-11-08 16:25:52
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1006045	Iridex Corp	IRIX	Electromedical & Electrotherapeutic Apparatus (3845)	770210467

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1422484	H James Mackaness	1212 Terra Bella Avenue Mountain View CA 94043	Cfo And Coo	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2013-11-06	10,000	$2.49	25,000	No	4	M	Direct
Common Stock	Disposition	2013-11-06	10,000	$8.35	15,000	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option Right to Buy	Disposition	2013-11-06	10,000	$0.00	10,000	$2.49

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
15,000	2009-01-11	2015-12-11	No	4	M	Direct

Footnotes

This option was granted pursuant to IRIDEX Corporation's incentive 1998 Stock Plan and is exempt pursuant to Rule 16b-3.
The shares are subject to vesting according to the following schedule: 1/48th of the total number of shares vest each month.