Filing Details
- Accession Number:
- 0001225208-13-023169
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-08 16:05:15
- Reporting Period:
- 2013-11-06
- Filing Date:
- 2013-11-08
- Accepted Time:
- 2013-11-08 16:05:15
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
874766 | Hartford Financial Services Group Inc | HIG | Fire, Marine & Casualty Insurance (6331) | 133317783 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1500051 | Napoli Andre | One Hartford Plaza Hartford CT 06155 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2013-11-06 | 8,753 | $33.99 | 11,335 | No | 4 | F | Direct | |
Common Stock | Disposition | 2013-11-07 | 11,335 | $33.83 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Restricted Stock Units | 26,653 | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option | $20.63 | 2022-02-28 | 47,233 | 47,233 | Direct | |
Common Stock | Stock Option | $28.91 | 2021-03-01 | 23,234 | 23,234 | Direct | |
Common Stock | Stock Option | $24.15 | 2023-03-05 | 51,414 | 51,414 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2022-02-28 | 47,233 | 47,233 | Direct |
2021-03-01 | 23,234 | 23,234 | Direct |
2023-03-05 | 51,414 | 51,414 | Direct |
Footnotes
- Transaction involving a disposition to the Company of equity securities in satisfaction of tax withholding obligations in connection with the vesting of Restricted Stock Units.
- Transaction effected pursuant to a pre-planned trading plan entered into on August 7, 2013 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.
- Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $33.73 to $34.03 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- One-third of the options became exercisable on February 28, 2013, an additional one-third of the options will become exercisable on February 28, 2014 and the remaining one-third of the options will become exercisable on February 28, 2015, the third anniversary of the grant date.
- One-third of the options became exercisable on March 1, 2012, an additional one-third of the options became exercisable on March 1, 2013 and the remaining one-third of the options will become exercisable on March 1, 2014, the third anniversary of the grant date.
- One-third of the options will become exercisable on March 5, 2014, an additional one-third of the options will become exercisable on March 5, 2015 and the remaining one-third of the options will become exercisable on March 5, 2016, the third anniversary of the grant date.