Filing Details

Accession Number:
0001225208-13-023169
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-11-08 16:05:15
Reporting Period:
2013-11-06
Filing Date:
2013-11-08
Accepted Time:
2013-11-08 16:05:15
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
874766 Hartford Financial Services Group Inc HIG Fire, Marine & Casualty Insurance (6331) 133317783
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1500051 Napoli Andre One Hartford Plaza
Hartford CT 06155
Executive Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-11-06 8,753 $33.99 11,335 No 4 F Direct
Common Stock Disposition 2013-11-07 11,335 $33.83 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 F Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Restricted Stock Units 26,653 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option $20.63 2022-02-28 47,233 47,233 Direct
Common Stock Stock Option $28.91 2021-03-01 23,234 23,234 Direct
Common Stock Stock Option $24.15 2023-03-05 51,414 51,414 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2022-02-28 47,233 47,233 Direct
2021-03-01 23,234 23,234 Direct
2023-03-05 51,414 51,414 Direct
Footnotes
  1. Transaction involving a disposition to the Company of equity securities in satisfaction of tax withholding obligations in connection with the vesting of Restricted Stock Units.
  2. Transaction effected pursuant to a pre-planned trading plan entered into on August 7, 2013 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.
  3. Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $33.73 to $34.03 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  4. One-third of the options became exercisable on February 28, 2013, an additional one-third of the options will become exercisable on February 28, 2014 and the remaining one-third of the options will become exercisable on February 28, 2015, the third anniversary of the grant date.
  5. One-third of the options became exercisable on March 1, 2012, an additional one-third of the options became exercisable on March 1, 2013 and the remaining one-third of the options will become exercisable on March 1, 2014, the third anniversary of the grant date.
  6. One-third of the options will become exercisable on March 5, 2014, an additional one-third of the options will become exercisable on March 5, 2015 and the remaining one-third of the options will become exercisable on March 5, 2016, the third anniversary of the grant date.