Filing Details
- Accession Number:
- 0001209191-13-051325
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-08 13:18:25
- Reporting Period:
- 2013-11-06
- Filing Date:
- 2013-11-08
- Accepted Time:
- 2013-11-08 13:18:25
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
850261 | Sorrento Therapeutics Inc. | SRNE | Services-Commercial Physical & Biological Research (8731) | 330344842 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
944809 | Opko Health, Inc. | 4400 Biscayne Blvd. Miami FL 33137 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2013-11-06 | 114,962 | $9.03 | 2,229,146 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-11-07 | 5,418 | $9.07 | 2,223,728 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct |
Footnotes
- Represents the weighted average purchase price for the transactions as reported on this line. The range of prices for the transactions reported on this line was $8.75 to $9.295. The reporting person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares purchased and sold at each separate price.
- Represents the weighted average purchase price for the transactions as reported on this line. The range of prices for the transactions reported on this line was $8.75 to $9.15. The reporting person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares purchased and sold at each separate price