Filing Details

Accession Number:
0001543407-13-000056
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-11-08 08:22:05
Reporting Period:
2013-11-06
Filing Date:
2013-11-08
Accepted Time:
2013-11-08 08:22:05
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
10795 Becton Dickinson & Co BDX Surgical & Medical Instruments & Apparatus (3841) 220760120
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1195834 Jr P Henry Becton C/O Becton, Dickinson And Company
1 Becton Drive
Franklin Lakes NJ 07417
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-11-06 2,276 $49.05 26,096 No 4 M Direct
Common Stock Disposition 2013-11-06 2,276 $106.77 23,820 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2013-11-06 2,276 $0.00 2,276 $49.05
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2005-02-11 2014-02-11 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 89,241 Indirect See footnote
Common Stock 517,860 Indirect See footnote
Common Stock 37,166 Indirect By wife
Common Stock 109,012 Indirect See footnote
Common Stock 16,200 Indirect See footnote
Common Stock 11,320 Indirect See footnote
Common Stock 41,021 Indirect By GRATs
Footnotes
  1. Includes restricted stock units awarded under the Becton, Dickinson and Company 2004 Employee and Director Equity-Based Compensation Plan.
  2. Represents shares held in trust and/or limited liability company for benefit of reporting person.
  3. Represents shares held in a limited liability company (the "LLC") in which the reporting person had previously held a passive interest. The reporting person disclaims beneficial interest in the shares except to the extent in the LLC.
  4. Represents shares held in trust and directly by spouse.
  5. By trusts for benefit of reporting person's children, with wife and independent advisor as co-trustees.
  6. Represents shares held in a certain trust of which reporting person is a co-trustee. These shares were formerly in trust for reporting person's parent.
  7. By trust for benefit of reporting person and his siblings, of which he is a co-trustee.
  8. The option became exercisable in four annual installments beginning February 11, 2005.