Filing Details
- Accession Number:
- 0001543407-13-000056
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-08 08:22:05
- Reporting Period:
- 2013-11-06
- Filing Date:
- 2013-11-08
- Accepted Time:
- 2013-11-08 08:22:05
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
10795 | Becton Dickinson & Co | BDX | Surgical & Medical Instruments & Apparatus (3841) | 220760120 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1195834 | Jr P Henry Becton | C/O Becton, Dickinson And Company 1 Becton Drive Franklin Lakes NJ 07417 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-11-06 | 2,276 | $49.05 | 26,096 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-11-06 | 2,276 | $106.77 | 23,820 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2013-11-06 | 2,276 | $0.00 | 2,276 | $49.05 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2005-02-11 | 2014-02-11 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 89,241 | Indirect | See footnote |
Common Stock | 517,860 | Indirect | See footnote |
Common Stock | 37,166 | Indirect | By wife |
Common Stock | 109,012 | Indirect | See footnote |
Common Stock | 16,200 | Indirect | See footnote |
Common Stock | 11,320 | Indirect | See footnote |
Common Stock | 41,021 | Indirect | By GRATs |
Footnotes
- Includes restricted stock units awarded under the Becton, Dickinson and Company 2004 Employee and Director Equity-Based Compensation Plan.
- Represents shares held in trust and/or limited liability company for benefit of reporting person.
- Represents shares held in a limited liability company (the "LLC") in which the reporting person had previously held a passive interest. The reporting person disclaims beneficial interest in the shares except to the extent in the LLC.
- Represents shares held in trust and directly by spouse.
- By trusts for benefit of reporting person's children, with wife and independent advisor as co-trustees.
- Represents shares held in a certain trust of which reporting person is a co-trustee. These shares were formerly in trust for reporting person's parent.
- By trust for benefit of reporting person and his siblings, of which he is a co-trustee.
- The option became exercisable in four annual installments beginning February 11, 2005.