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Filing Details

Accession Number:: 0000929887-13-000164
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-11-07 19:35:09
Reporting Period:: 2013-10-28

Filing Date:: 2013-11-07
Accepted Time:: 2013-11-07 19:35:09
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
929887	Apollo Group Inc	APOL	Services-Educational Services (8200)	860419443

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1213138	V Peter Sperling	4025 S. Riverpoint Pkwy Phoenix AZ 85040	Chairman Of The Board	Yes	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Disposition	2013-10-28	100,000	$27.83	800,000	No	4	S	Indirect	John Sperling 1994 Irrevocable Trust

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	John Sperling 1994 Irrevocable Trust

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class A Common Stock	2,677,689	Direct
Class A Common Stock	551,156	Indirect	Peter V. Sperling Revocable Trust

Footnotes

Includes (i) 26,920 shares of the Issuer's Class A common stock subject to RSUs granted August 13, 2013, (ii) 7,884 shares of the Issuer's Class A common stock subject to RSUs granted on May 1, 2013, (iii) 6,243 shares of the Issuer's Class A common stock subject to RSUs granted on July 2, 2012, (iv) 2,812 shares of the Issuer's Class A common stock subject to RSUs granted on July 6, 2011, and (v) 822 shares of the Issuer's Class A common stock subject to RSUs granted on July 6, 2010. The 26,920 shares underlying the August 13, 2013 RSUs will be issued when those units vest (subject to an initial performance-vesting requirement) in a series of four successive equal installments upon the Reporting Person's continuation in service with the Issuer through each of the August 31, 2014, August 13, 2015, August 13, 2016, and August 13, 2017 vesting dates. The 7,884 shares underlying the May 1, 2013 RSUs will be issued when those units vest in a series of three (footnote continued below)
(continued from footnote 1 above) successive equal installments upon the Reporting Person's continuation in service with the Issuer through each of the July 2, 2014, July 2, 2015, and July 2, 2016 vesting dates. The 6,243 shares underlying the July 2, 2012 RSUs will be issued when those units vest in a series of three successive equal installments upon the Reporting Person's continuation in service with the Issuer through each of the July 2, 2014, July 2, 2015, and July 2, 2016 vesting dates. The 2,812 shares underlying the July 6, 2011 RSUs will be issued when those units vest in a series of two successive equal installments upon the Reporting Person's continuation in service with the Issuer through each of the July 6, 2014 and July 6, 2015 vesting dates. The 822 shares underlying the July 6, 2010 RSUs will be issued when those units vest upon the Reporting Person's continuation in service with the Issuer through the July 6, 2014 vesting date. (footnote continued below)
(continued from footnote 2 above) All of the RSUs are subject to accelerated vesting upon certain changes in ownership or control of the Issuer. Does not include (i) 705 target shares of the Issuer's Class A common stock subject to the performance share award made to the Reporting Person on July 2, 2012, (ii) 330 target shares of the Issuer's Class A common stock subject to the performance share award made to the Reporting Person on July 6, 2011 or (iii) 1,161 target shares of the Issuer's Class A common stock subject to the performance share award made to the Reporting Person on July 6, 2010. Those awards will not actually convert into any shares of the Issuer's Class A common stock unless the applicable performance goals are attained at threshold level or above.
The reported transaction was effected by the John Sperling 1994 Irrevocable Trust of which the Reporting Person is a co-trustee and beneficiary.
Represents the weighted average sale price per share. The actual sale prices ranged from a low of $27.65 to a high of $28.01. The Reporting Person will provide upon request by the Securities and Exchange Commission, the Issuer or any security holder of the Issuer full information regarding the number of shares sold at each separate price.
By self as co-trustee and beneficiary of the John Sperling 1994 Irrevocable Trust dated April 27, 1994.
By self as trustee and beneficiary of the Peter V. Sperling Revocable Trust dated January 31, 1995.