Filing Details

Accession Number:
0001209191-13-051255
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2013-11-07 18:48:19
Reporting Period:
2013-10-29
Filing Date:
2013-11-07
Accepted Time:
2013-11-07 18:48:19
Original Submission Date:
2013-10-30
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1353283 Splunk Inc SPLK Services-Prepackaged Software (7372) 861106510
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1547258 E Thomas Schodorf C/O Splunk Inc.
250 Brannan Street
San Francisco CA 94107
Svp, Field Operations No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-10-29 2,589 $0.62 226,441 No 4 M Direct
Common Stock Acquisiton 2013-10-29 1,411 $4.82 227,852 No 4 M Direct
Common Stock Disposition 2013-10-29 3,489 $60.31 224,363 No 4 S Direct
Common Stock Disposition 2013-10-29 411 $60.86 223,952 No 4 S Direct
Common Stock Disposition 2013-10-29 100 $61.72 223,852 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2013-10-29 2,589 $0.00 2,589 $0.62
Common Stock Employee Stock Option (right to buy) Disposition 2013-10-29 1,411 $0.00 1,411 $4.82
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
176,498 2019-10-21 No 4 M Direct
98,589 2021-12-14 No 4 M Direct
Footnotes
  1. Due to a scrivenor's error, this amendment on Form 4/A is being filed to adjust the amount of securities acquired from the exercise of the derivative security with an exercise price of $0.62 from 4,000 to 2,589 shares.
  2. Due to a scrivenor's error, this amendment on Form 4/A is being filed to include 1,411 securities acquired from the exercise of the derivative security with an exercise price of $4.82. The shares were previously reported as acquired from the derivative security with an exercise price of $0.62.
  3. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 18, 2012.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.57 to $60.50, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3) to this Form 4.
  5. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.57 to $61.19, inclusive.
  6. The option is fully vested and immediately exercisable.
  7. One-fourth of the shares subject to the option vested on December 15, 2012 and one forty-eighth of the shares vest monthly thereafter.