Filing Details

Accession Number:
0001181431-13-057655
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-11-07 17:08:59
Reporting Period:
2013-11-05
Filing Date:
2013-11-07
Accepted Time:
2013-11-07 17:08:59
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1578732 Marcus & Millichap Inc. MMI Real Estate Agents & Managers (For Others) (6531) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1194685 A William Millichap C/O Marcus &Amp; Millichap, Inc.
23975 Park Sorrento, Suite 400
Calabasas CA 91302
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-11-05 527,735 $11.16 527,735 No 4 J Direct
Common Stock Disposition 2013-11-05 527,735 $11.16 0 No 4 S Direct
Common Stock Acquisiton 2013-11-05 5,000 $0.00 5,000 No 4 A Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 J Direct
No 4 S Direct
No 4 A Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Deferred Stock Units Acquisiton 2013-11-05 83,334 $0.00 83,334 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
83,334 No 4 A Direct
Footnotes
  1. Represents shares acquired from Marcus & Millichap Company ("MMC") in exchange for approximately $5.9 million of previously contracted indebtedeness of MMC owed to the Reporting Person pursuant to debt-for-equity.
  2. Represents sale of shares received in debt-for-equity exchange.
  3. Each deferred stock unit represents a contingent right to receive one share of the Issuer common stock.
  4. The deferred stock units vest immediately. The deferred stock units will be settled in the Issuer stock at a rate of 20% per year beginning one year from the date of the grant.