Filing Details
- Accession Number:
- 0001181431-13-057655
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-07 17:08:59
- Reporting Period:
- 2013-11-05
- Filing Date:
- 2013-11-07
- Accepted Time:
- 2013-11-07 17:08:59
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1578732 | Marcus & Millichap Inc. | MMI | Real Estate Agents & Managers (For Others) (6531) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1194685 | A William Millichap | C/O Marcus &Amp; Millichap, Inc. 23975 Park Sorrento, Suite 400 Calabasas CA 91302 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-11-05 | 527,735 | $11.16 | 527,735 | No | 4 | J | Direct | |
Common Stock | Disposition | 2013-11-05 | 527,735 | $11.16 | 0 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2013-11-05 | 5,000 | $0.00 | 5,000 | No | 4 | A | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | J | Direct | |
No | 4 | S | Direct | |
No | 4 | A | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Deferred Stock Units | Acquisiton | 2013-11-05 | 83,334 | $0.00 | 83,334 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
83,334 | No | 4 | A | Direct |
Footnotes
- Represents shares acquired from Marcus & Millichap Company ("MMC") in exchange for approximately $5.9 million of previously contracted indebtedeness of MMC owed to the Reporting Person pursuant to debt-for-equity.
- Represents sale of shares received in debt-for-equity exchange.
- Each deferred stock unit represents a contingent right to receive one share of the Issuer common stock.
- The deferred stock units vest immediately. The deferred stock units will be settled in the Issuer stock at a rate of 20% per year beginning one year from the date of the grant.