Filing Details

Accession Number:
0001181431-13-057653
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-11-07 17:07:58
Reporting Period:
2013-11-05
Filing Date:
2013-11-07
Accepted Time:
2013-11-07 17:07:58
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1578732 Marcus & Millichap Inc. MMI Real Estate Agents & Managers (For Others) (6531) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
939706 M George Marcus C/O Marcus &Amp; Millichap, Inc.
23975 Park Sorrento, Suite 400
Calabasas CA 91302
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-11-05 1,377,172 $11.16 1,377,172 No 4 J Direct
Common Stock Disposition 2013-11-05 1,377,172 $11.16 0 No 4 S Direct
Common Stock Acquisiton 2013-11-05 5,000 $0.00 5,000 No 4 A Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 J Direct
No 4 S Direct
No 4 A Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 25,941,988 Indirect By LLC
Footnotes
  1. Represents shares acquired from Marcus & Millichap Company ("MMC") in exchange for approximately $15.4 million of previously contracted indebtedeness of MMC owed to the Reporting Person pursuant to debt-for-equity exchange.
  2. Represents sale of shares received in debt-for-equity exchange.
  3. The Reporting Person is the sole member and manager of Ionian Investments Manager LLC, which is the non-member manager of Phoenix, and beneficially owns 98.4% of its membership interests. The Reporting Person has voting and investment power with respect to the shares held by Phoenix. The Reporting Person disclaims beneficial ownership of shares held by Phoenix except to the extent of his pecuniary interest therein.