Filing Details
- Accession Number:
- 0001181431-13-057653
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-07 17:07:58
- Reporting Period:
- 2013-11-05
- Filing Date:
- 2013-11-07
- Accepted Time:
- 2013-11-07 17:07:58
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1578732 | Marcus & Millichap Inc. | MMI | Real Estate Agents & Managers (For Others) (6531) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
939706 | M George Marcus | C/O Marcus &Amp; Millichap, Inc. 23975 Park Sorrento, Suite 400 Calabasas CA 91302 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-11-05 | 1,377,172 | $11.16 | 1,377,172 | No | 4 | J | Direct | |
Common Stock | Disposition | 2013-11-05 | 1,377,172 | $11.16 | 0 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2013-11-05 | 5,000 | $0.00 | 5,000 | No | 4 | A | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | J | Direct | |
No | 4 | S | Direct | |
No | 4 | A | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 25,941,988 | Indirect | By LLC |
Footnotes
- Represents shares acquired from Marcus & Millichap Company ("MMC") in exchange for approximately $15.4 million of previously contracted indebtedeness of MMC owed to the Reporting Person pursuant to debt-for-equity exchange.
- Represents sale of shares received in debt-for-equity exchange.
- The Reporting Person is the sole member and manager of Ionian Investments Manager LLC, which is the non-member manager of Phoenix, and beneficially owns 98.4% of its membership interests. The Reporting Person has voting and investment power with respect to the shares held by Phoenix. The Reporting Person disclaims beneficial ownership of shares held by Phoenix except to the extent of his pecuniary interest therein.