Filing Details
- Accession Number:
- 0001209191-13-051212
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-07 17:02:47
- Reporting Period:
- 2013-11-06
- Filing Date:
- 2013-11-07
- Accepted Time:
- 2013-11-07 17:02:47
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1142512 | Ziprealty Inc | ZIPR | Real Estate Agents & Managers (For Others) (6531) | 943319956 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1549782 | V Franklin Davis | 2000 Powell Street, Suite 300 Emeryville CA 94608 | President, Brokerage Operatns | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-11-06 | 3,750 | $1.36 | 3,750 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-11-06 | 550 | $5.45 | 3,200 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-11-06 | 100 | $5.42 | 3,100 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-11-06 | 400 | $5.40 | 2,700 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-11-06 | 300 | $5.39 | 2,400 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-11-06 | 2,305 | $5.37 | 95 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-11-06 | 95 | $5.35 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2013-11-06 | 3,750 | $0.00 | 3,750 | $1.36 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 147,761 | 2013-05-07 | 2022-06-06 | No | 4 | M | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | $3.84 | 2014-02-28 | 2023-02-27 | 0 | 30,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2023-02-27 | 0 | 30,000 | Direct |
Footnotes
- The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and dated September 6, 2013.
- One-fourth of the shares subject to the option vest and become exercisable on the Exercisable Date, and one forty-eighth of the shares vest and become exercisable on the first day of each calendar month thereafter.
Billionaire Hedge Funds
