Filing Details
- Accession Number:
- 0001209191-13-051207
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-07 16:55:55
- Reporting Period:
- 2013-11-05
- Filing Date:
- 2013-11-07
- Accepted Time:
- 2013-11-07 16:55:55
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
927003 | Advanced Energy Industries Inc | AEIS | Electronic Components, Nec (3679) | 840846841 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1234453 | C Edward Grady | 1625 Sharp Point Drive Fort Collins CO 80525 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2013-11-05 | 22,750 | $23.81 | 24,500 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan.
- The price reported in Column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $22.75 to $25.10. The reporting person undertakes to provide to Advanced Energy, any security holder of Advanced Energy, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each saparate price within the ranges set forth in this footnote.
- Mr. Grady has been granted a total of 51,000 RSUs in six grants: (A) 15,000 RSUs granted on May 7, 2008;(B) 6,000 RSUs granted on May 6, 2009; (C) 6,000 RSUs granted on May 4, 2010. These RSUs vest in 4 equal installments beginning 1 year from grant date. (D) 8,000 RSUs granted May 4, 2011; (E) 8,000 RSUs granted May 2, 2012; (F) 8,000 RSUs granted May 1, 2013. These RSUs (D-F) will vest 100% on the first anniversary of the grant date. As of this reporting date, the RSUs have vests as to 15,000 shares.