Filing Details
- Accession Number:
- 0001437749-13-014161
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-07 16:16:32
- Reporting Period:
- 2013-11-05
- Filing Date:
- 2013-11-07
- Accepted Time:
- 2013-11-07 16:16:32
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 743238 | Spartan Motors Inc | SPAR | Motor Vehicles & Passenger Car Bodies (3711) | 382078923 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1191976 | E John Sztykiel | C/O Spartan Motors Inc 1541 Reynolds Road Charlotte MI 48813 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-11-05 | 45,000 | $4.49 | 622,720 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-11-05 | 45,000 | $6.64 | 577,720 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Incentive stock option (right to buy) | Disposition | 2013-11-05 | 22,275 | $0.00 | 22,275 | $4.49 |
| Common Stock | Non-qualified stock option (right to buy) | Disposition | 2013-11-05 | 22,725 | $0.00 | 22,725 | $4.49 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 130,099 | 2003-12-31 | 2013-12-31 | No | 4 | M | Direct |
| 107,374 | 2003-12-31 | 2013-12-31 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 25,614 | Indirect | 401(k) retirement plan |
| Common Stock | 5,000 | Indirect | Ana Sztykiel (cust/daughter) |
| Common Stock | 163,948 | Indirect | Sztykiel Investments LLC |
Footnotes
- The reporting person disclaims beneficial ownership of the listed shares except to the extent of his pecuniary interest herein.
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