Filing Details
- Accession Number:
- 0001181431-13-057588
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-07 16:15:25
- Reporting Period:
- 2013-11-05
- Filing Date:
- 2013-11-07
- Accepted Time:
- 2013-11-07 16:15:25
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1569391 | Kcg Holdings Inc. | KCG | Security Brokers, Dealers & Flotation Companies (6211) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1202325 | E Charles Haldeman | Kcg Holdings, Inc. 545 Washington Boulevard Jersey City NJ 07310 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2013-11-05 | 17,802 | $9.44 | 52,972 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Restricted Stock Units (Previously Reported) | 28,769 | Direct |
Footnotes
- Represents the purchase of 17,802 shares in multiple transactions at prices ranging from $9.41 to $9.45 per share, resulting in a weighted average purchase price per share of $9.441.
- Filer undertakes to provide SEC, the Issuer, or any holder of KCG common stock full information pertaining to the number of shares purchased at each separate price.