Filing Details
- Accession Number:
- 0001096752-13-000143
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-07 14:55:57
- Reporting Period:
- 2013-11-05
- Filing Date:
- 2013-11-07
- Accepted Time:
- 2013-11-07 14:55:57
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1096752 | Energizer Holdings Inc | ENR | Miscellaneous Electrical Machinery, Equipment & Supplies (3690) | 431863181 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1182966 | J Peter Conrad | Energizer Holdings, Inc. 533 Maryville University Drive St. Louis MO 63141 | Vice President - Hr | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Energizer Holdings, Inc. Common Stock | Acquisiton | 2013-11-05 | 3,125 | $0.00 | 5,544 | No | 4 | M | Direct | |
Energizer Holdings, Inc. Common Stock | Disposition | 2013-11-05 | 1,043 | $100.88 | 4,501 | No | 4 | F | Direct | |
Energizer Holdings, Inc. Common Stock | Disposition | 2013-11-07 | 2,419 | $100.78 | 2,082 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Energizer Holdings, Inc. Common Stock | Restricted Stock Equiv. 11/1/10 PB | Disposition | 2013-11-05 | 5,345 | $0.00 | 5,345 | $0.00 |
Energizer Holdings, Inc. Common Stock | Restricted Stock Equiv. 11/1/10 PB | Disposition | 2013-11-05 | 3,125 | $0.00 | 3,125 | $0.00 |
Energizer Holdings, Inc. Common Stock | Restricted Stock Equivalent 11/6/13 TB | Acquisiton | 2013-11-06 | 1,723 | $0.00 | 1,723 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
3,125 | No | 4 | D | Direct | ||
0 | No | 4 | M | Direct | ||
1,723 | No | 4 | A | Direct |
Footnotes
- In accordance with SEC guidance authorizing aggregate reporting of same-day, same-way open market purchases and sales, the shares were sold at a price range between $100.76 and $100.7815. Upon request, full information regarding the number of shares sold at each separate price will be provided.
- 12.5% of Restricted Stock Equivalents will vest and convert into shares of ENR common stock in November, 2013, only if CAGR in EPS equals or exceeds 5% for the period between 9/30/10 and 9/30/13, proportionately increasing in 1/10th of 1% increments up to 100% of the RSEs granted if 12% or greater CAGR for that period is achieved. All RSEs will also vest and convert upon the Reporting Person's death or permanent disability. In the event of a change of control, at least 50% of the RSEs will vest, with additional percentages potentially vesting dependent upon CAGR in EPS prior to the change of control.
- Restricted Stock Equivalents (RSE) granted will vest and convert into shares of ENR Common Stock on 11/6/2016 if Recipient is employed on said date or all or a portion may vest upon death, disability, change of control or certain termination events.