Filing Details

Accession Number:
0001181431-13-057435
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-11-06 20:43:13
Reporting Period:
2013-11-04
Filing Date:
2013-11-06
Accepted Time:
2013-11-06 20:43:13
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1415336 Zeltiq Aesthetics Inc ZLTQ Electromedical & Electrotherapeutic Apparatus (3845) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1562195 Carl Lamm 4698 Willow Road
Pleasanton CA 94588
Vp Of Operations No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Stock Options Acquisiton 2013-11-04 16,048 $10.20 34,894 No 4 M Direct
Stock Options Disposition 2013-11-04 16,048 $14.85 18,846 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to buy) Disposition 2013-11-04 16,048 $0.00 16,048 $10.20
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
11,199 2021-07-26 No 4 M Direct
Footnotes
  1. The sale reported in this Form 4 was affected pursuant to the Rule 10b5-1 plan adopted by the reporting person on August 29, 2013
  2. Reflects current shares held by reporting person which was incorrectly reported on the previous FORM 4, filed on October 30, 2013
  3. 25% of the granted 27,247 shares became exercisable on 7/27/12. The remaining vest in a series of 36 equal monthly installments provided the Reporting Person continues to provide services to ZELTIQ Aesthetics, Inc.