Filing Details
- Accession Number:
- 0001181431-13-057435
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-06 20:43:13
- Reporting Period:
- 2013-11-04
- Filing Date:
- 2013-11-06
- Accepted Time:
- 2013-11-06 20:43:13
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1415336 | Zeltiq Aesthetics Inc | ZLTQ | Electromedical & Electrotherapeutic Apparatus (3845) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1562195 | Carl Lamm | 4698 Willow Road Pleasanton CA 94588 | Vp Of Operations | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Stock Options | Acquisiton | 2013-11-04 | 16,048 | $10.20 | 34,894 | No | 4 | M | Direct | |
Stock Options | Disposition | 2013-11-04 | 16,048 | $14.85 | 18,846 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to buy) | Disposition | 2013-11-04 | 16,048 | $0.00 | 16,048 | $10.20 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
11,199 | 2021-07-26 | No | 4 | M | Direct |
Footnotes
- The sale reported in this Form 4 was affected pursuant to the Rule 10b5-1 plan adopted by the reporting person on August 29, 2013
- Reflects current shares held by reporting person which was incorrectly reported on the previous FORM 4, filed on October 30, 2013
- 25% of the granted 27,247 shares became exercisable on 7/27/12. The remaining vest in a series of 36 equal monthly installments provided the Reporting Person continues to provide services to ZELTIQ Aesthetics, Inc.