Filing Details
- Accession Number:
- 0001209191-13-051103
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2013-11-06 20:39:32
- Reporting Period:
- 2013-09-06
- Filing Date:
- 2013-11-06
- Accepted Time:
- 2013-11-06 20:39:32
- Original Submission Date:
- 2013-09-09
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1040719 | Walter Investment Management Corp | WAC | Mortgage Bankers & Loan Correspondents (6162) | 133950486 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1527604 | A Keith Anderson | C/O Walter Investment Management Corp. 3000 Bayport Drive, Suite 1100 Tampa FL 33607 | Evp And Coo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-09-06 | 15,857 | $20.57 | 55,857 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-09-06 | 7,000 | $40.00 | 48,857 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-09-06 | 8,857 | $40.25 | 40,000 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy Stock) | Disposition | 2013-09-06 | 15,857 | $0.00 | 15,857 | $20.57 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
31,714 | 2013-02-28 | 2019-02-28 | No | 4 | M | Direct |