Filing Details
- Accession Number:
- 0001257760-13-000010
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-06 20:27:21
- Reporting Period:
- 2013-11-06
- Filing Date:
- 2013-11-06
- Accepted Time:
- 2013-11-06 20:27:21
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
854701 | Integrated Silicon Solution Inc | ISSI | Semiconductors & Related Devices (3674) | 770199971 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1257760 | Mien Shueh Jimmy Lee | 1623 Buckeye Drive Milpitas CA 95035 | Executive Chairman | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-11-06 | 31,891 | $6.56 | 131,270 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-11-06 | 31,891 | $10.97 | 99,379 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2013-11-06 | 7,500 | $0.00 | 106,879 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-11-06 | 2,818 | $10.98 | 104,061 | No | 4 | F | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2013-11-06 | 31,891 | $0.00 | 31,891 | $6.56 |
Common Stock | Restricted Stock Units | Disposition | 2013-11-06 | 7,500 | $0.00 | 7,500 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2008-04-01 | 2014-12-06 | No | 4 | M | Direct |
22,500 | 2013-11-06 | 2016-11-06 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 28,496 | Indirect | by Trust |
Footnotes
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.96 to $11.02, inclusive.
- The shares were withheld by the Issuer in satisfaction of the withholding taxes incurred in connection with the vesting of restricted stock units previously awarded to the Reporting Person. The withholding of the shares is an exempt disposition pursuant to Rule 16b-3(e) of the Securities Exchange Act of 1934, as amended.
- Shares held in the Shueh-Mien Lee and Ching-Kung Lee Trust dated April 27, 1995 of which Mr. Lee is a trustee.
- Each restricted stock unit represents a contingent right to receive one share of ISSI common stock.
- 25% of the total number of RSUs vest annually over 4 years from the date of grant.