Filing Details
- Accession Number:
- 0001181431-13-057406
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-06 19:46:25
- Reporting Period:
- 2013-11-05
- Filing Date:
- 2013-11-06
- Accepted Time:
- 2013-11-06 19:46:25
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
917491 | Faro Technologies Inc | FARO | Measuring & Controlling Devices, Nec (3829) | 593157093 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1379570 | S Keith Bair | C/O Faro Technologies Inc. 250 Technology Park Lake Mary FL 32746 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-11-05 | 2,694 | $24.30 | 12,454 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2013-11-05 | 5,652 | $35.90 | 18,106 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-11-05 | 8,346 | $51.81 | 9,760 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-11-05 | 4,000 | $51.92 | 5,760 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-11-05 | 2,500 | $52.09 | 3,260 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-11-05 | 2,694 | $0.00 | 2,694 | $24.30 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-11-05 | 5,652 | $0.00 | 5,652 | $35.90 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2017-03-01 | No | 4 | M | Direct | |
2,827 | 2018-02-25 | No | 4 | M | Direct |
Footnotes
- Includes 20 shares inadvertently omitted from the reporting person's Form 4 filed on May 7, 2013.
- The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
- Reflects the weighted average sale price. The range of prices for such transaction is $51.75 to $51.90.
- Reflects the weighted average sale price. The range of prices for such transaction is $51.88 to $52.0650.
- Reflects the weighted average sale price. The range of prices for such transaction is $52.05 to $52.0950.
- The stock options vested in three equal annual installments beginning March 1, 2011.
- The stock options vest in three equal annual installments beginning February 25, 2012.