Filing Details
- Accession Number:
- 0000950103-13-006481
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-06 16:51:43
- Reporting Period:
- 2013-11-04
- Filing Date:
- 2013-11-06
- Accepted Time:
- 2013-11-06 16:51:43
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1275014 | Ultra Clean Holdings Inc | UCTT | Semiconductors & Related Devices (3674) | 611430858 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1283712 | Bruce Wier | Ultra Clean Holdings, Inc 26462 Corporate Ave Hayward CA 94545 | Sr Vice President, Engineering | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-11-04 | 17,500 | $1.11 | 111,067 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-11-04 | 17,500 | $9.45 | 93,567 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2013-11-04 | 17,500 | $0.00 | 17,500 | $1.11 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2010-02-27 | 2019-02-27 | No | 4 | M | Direct |
Footnotes
- The option became exercisable over 4 years from the date of grant (2/27/2009), with 25% becoming exercisable after the first year and monthly thereafter.