Filing Details
- Accession Number:
- 0001246360-13-004889
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-06 16:49:09
- Reporting Period:
- 2013-11-05
- Filing Date:
- 2013-11-06
- Accepted Time:
- 2013-11-06 16:49:09
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 29002 | Diodes Inc L | DIOD | Semiconductors & Related Devices (3674) | 952039518 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1196532 | M John Stich | 4949 Hedgcoxe Road Suite 200 Plano TX 75024 | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Diodes Incorporated Common Stock | Acquisiton | 2013-11-05 | 5,100 | $8.14 | 51,288 | No | 4 | M | Direct | |
| Diodes Incorporated Common Stock | Disposition | 2013-11-05 | 3,400 | $23.94 | 47,888 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Diodes Incorporated Common Stock | 7/14/04 DIOD NQSO | Disposition | 2013-11-05 | 5,100 | $0.00 | 5,100 | $8.14 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 5,100 | 2005-07-14 | 2014-07-14 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Diodes Incorporated Common Stock | 7,312 | Indirect | Stich Family Holdings, LLC |
Footnotes
- Exercise pursuant to previously filed 10b5-1 Plan.
- Granted under Rule 16b-3 Plan.
- Non-qualified stock options exercisable in three equal annual installments beginning 07/14/2005.
- Sale pursuant to previously filed 10b5-1 Plan.
Billionaire Hedge Funds
