Filing Details
- Accession Number:
- 0001140361-13-040911
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-06 16:35:52
- Reporting Period:
- 2013-11-04
- Filing Date:
- 2013-11-06
- Accepted Time:
- 2013-11-06 16:35:52
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1532063 | Express Scripts Holding Co. | ESRX | Retail-Drug Stores And Proprietary Stores (5912) | 452884094 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1168580 | P Thomas Mahon Mac | C/O Express Scripts Holding Company One Express Way St. Louis MO 63121 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-11-04 | 16,968 | $24.64 | 56,849 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-11-04 | 6,717 | $62.25 | 50,132 | No | 4 | D | Direct | |
Common Stock | Disposition | 2013-11-05 | 10,251 | $63.20 | 39,881 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | D | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Express Scripts Holding Company Common Stock | Stock Appreciation Right | Acquisiton | 2013-11-04 | 16,968 | $0.00 | 16,968 | $24.64 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2014-05-23 | No | 4 | M | Direct |
Footnotes
- Stock Appreciation Rights vest in three equal installments on each of the first, second and third anniversary of the grant date (5/23/2007).
- Stock Appreciation Rights granted pursuant to the Express Scripts, Inc. 2000 Long-Term Incentive Plan.