Filing Details
- Accession Number:
- 0001181431-13-057229
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-06 16:11:33
- Reporting Period:
- 2013-11-04
- Filing Date:
- 2013-11-06
- Accepted Time:
- 2013-11-06 16:11:33
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1492633 | Nielsen Holdings N.v. | NLSN | Services-Business Services, Nec (7389) | 980662038 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1538738 | Arvin Kash | 770 Broadway New York NY 10003 | Vice Chairman | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2013-11-04 | 10,000 | $39.92 | 66,322 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2013-11-04 | 26,778 | $16.00 | 93,100 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-11-04 | 26,778 | $39.88 | 66,322 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2013-11-05 | 14,237 | $16.00 | 80,559 | No | 4 | M | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Options to Purchase Common Stock (right to buy) | Acquisiton | 2013-11-04 | 26,778 | $0.00 | 26,778 | $16.00 |
Common Stock | Options to Purchase Common Stock (right to buy) | Acquisiton | 2013-11-05 | 14,237 | $0.00 | 14,237 | $16.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
38,846 | 2019-05-26 | No | 4 | M | Direct | |
24,609 | 2019-05-26 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 37,104 | Indirect | By Trust |
Footnotes
- The price reported in this Form 4 is a weighted average price. These shares were sold in multiple transactions ranging from $39.80 to $40.03, inclusive. The reporting person undertakes to provide to the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
- The price reported in this Form 4 is a weighted average price. These shares were sold in multiple transactions ranging from $39.71 to $40.02, inclusive. The reporting person undertakes to provide to the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- These securities are held by a trust for the benefit of the Reporting Person's daughter over which the Reporting Person may have investment discretion. The Reporting Person disclaims beneficial ownership of the securities held by the trust except to the extent of his pecuniary interest.
- Represents options to purchase shares of common stock of the Issuer, of which 49,218 are vested. An additional 8,203 will vest on December 31, 2013. The remaining 8,203 will vest on December 31, 2014.