Filing Details

Accession Number:
0001181431-13-057229
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-11-06 16:11:33
Reporting Period:
2013-11-04
Filing Date:
2013-11-06
Accepted Time:
2013-11-06 16:11:33
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1492633 Nielsen Holdings N.v. NLSN Services-Business Services, Nec (7389) 980662038
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1538738 Arvin Kash 770 Broadway
New York NY 10003
Vice Chairman No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-11-04 10,000 $39.92 66,322 No 4 S Direct
Common Stock Acquisiton 2013-11-04 26,778 $16.00 93,100 No 4 M Direct
Common Stock Disposition 2013-11-04 26,778 $39.88 66,322 No 4 S Direct
Common Stock Acquisiton 2013-11-05 14,237 $16.00 80,559 No 4 M Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Options to Purchase Common Stock (right to buy) Acquisiton 2013-11-04 26,778 $0.00 26,778 $16.00
Common Stock Options to Purchase Common Stock (right to buy) Acquisiton 2013-11-05 14,237 $0.00 14,237 $16.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
38,846 2019-05-26 No 4 M Direct
24,609 2019-05-26 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 37,104 Indirect By Trust
Footnotes
  1. The price reported in this Form 4 is a weighted average price. These shares were sold in multiple transactions ranging from $39.80 to $40.03, inclusive. The reporting person undertakes to provide to the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
  2. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
  3. The price reported in this Form 4 is a weighted average price. These shares were sold in multiple transactions ranging from $39.71 to $40.02, inclusive. The reporting person undertakes to provide to the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
  4. These securities are held by a trust for the benefit of the Reporting Person's daughter over which the Reporting Person may have investment discretion. The Reporting Person disclaims beneficial ownership of the securities held by the trust except to the extent of his pecuniary interest.
  5. Represents options to purchase shares of common stock of the Issuer, of which 49,218 are vested. An additional 8,203 will vest on December 31, 2013. The remaining 8,203 will vest on December 31, 2014.