Filing Details
- Accession Number:
- 0001140361-13-040850
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-06 12:36:03
- Reporting Period:
- 2013-11-04
- Filing Date:
- 2013-11-06
- Accepted Time:
- 2013-11-06 12:36:03
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1070698 | Raptor Pharmaceutical Corp | RPTP | Pharmaceutical Preparations (2834) | 860883978 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1252874 | L Richard Franklin | C/O Raptor Pharmaceutical Corp. 5 Hamilton Landing, Suite 160 Novato CA 94949 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-11-04 | 3,347 | $2.02 | 3,347 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2013-11-04 | 7,368 | $2.23 | 10,715 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-11-04 | 10,715 | $14.88 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock options (right to buy) | Disposition | 2013-11-04 | 3,347 | $0.00 | 3,347 | $2.02 |
Common Stock | Stock options (right to buy) | Disposition | 2013-11-04 | 7,368 | $0.00 | 7,368 | $2.23 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
938 | 2010-09-09 | 2020-03-09 | No | 4 | M | Direct |
27,601 | 2012-07-10 | 2018-07-10 | No | 4 | M | Direct |
Footnotes
- Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on August 12, 2013.
- Original options vest 6/48ths on September 9, 2010 and 1/48th per month thereafter.
- This transaction was executed in multiple trades at prices ranging from $14.69 to $15.13. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- Fully vested and exercisable.