Filing Details
- Accession Number:
- 0001181431-13-057145
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-06 09:27:31
- Reporting Period:
- 2013-11-04
- Filing Date:
- 2013-11-06
- Accepted Time:
- 2013-11-06 09:27:31
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1201663 | Audience Inc | ADNC | Semiconductors & Related Devices (3674) | 912061537 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1302106 | D Ryan Drant | 1954 Greenspring Drive Suite 600 Timonium MD 21093 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2013-11-04 | 1,439,003 | $0.00 | 1,439,002 | No | 4 | J | Indirect | See Note 2 |
Common Stock | Acquisiton | 2013-11-04 | 14,390 | $0.00 | 14,390 | No | 4 | J | Indirect | See Note 4 |
Common Stock | Disposition | 2013-11-04 | 14,390 | $0.00 | 0 | No | 4 | J | Indirect | See Note 4 |
Common Stock | Acquisiton | 2013-11-04 | 2,573 | $0.00 | 2,573 | No | 4 | J | Indirect | See Note 7 |
Common Stock | Acquisiton | 2013-11-04 | 506 | $0.00 | 506 | No | 4 | J | Direct | |
Common Stock | Disposition | 2013-11-05 | 2,573 | $9.83 | 0 | No | 4 | S | Indirect | See Note 7 |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | J | Indirect | See Note 2 |
No | 4 | J | Indirect | See Note 4 |
No | 4 | J | Indirect | See Note 4 |
No | 4 | J | Indirect | See Note 7 |
No | 4 | J | Direct | |
No | 4 | S | Indirect | See Note 7 |
Footnotes
- New Enterprise Associates 11, Limited Partnership ("NEA 11") made a pro rata distribution for no consideration of an aggregate of 1,439,003 shares of Common Stock of the Issuer to its general partner and its limited partners on November 4, 2013.
- The Reporting Person is a manager of NEA 11 GP, LLC, ("NEA 11 LLC") which is the sole general partner of NEA Partners 11, Limited Partnership ("NEA Partners 11"). NEA Partners 11 is the sole general partner of NEA 11, the direct beneficial owner of the shares. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934 (the "1934 Act"), as amended, or otherwise of the shares held by NEA 11, except to the extent of his pecuniary interest therein.
- NEA Partners 11 received 14,390 shares of Common Stock of the Issuer in the distribution by NEA 11 on November 4, 2013.
- The Reporting Person is a manager of NEA 11 LLC, which is the sole general partner of NEA Partners 11. The Reporting Person disclaims beneficial ownership with the meaning of Section 16 of the 1934 Act, as amended, or otherwise of the shares held by NEA Partners 11, except to the extent of his pecuniary interest therein.
- NEA Partners 11 made a pro rata distribution for no consideration of an aggregate of 14,390 shares of Common Stock of the Issuer to its limited partners on November 4, 2013.
- New Enterprise Associates, LLC ("NEA LLC") received 2,573 shares of Common Stock of the Issuer in the distribution by NEA Partners 11 on November 4, 2013.
- The Reporting Person is a member of the Board of Directors of NEA LLC, which is the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the 1934 Act, as amended, or otherwise of the securities held by NEA LLC, except to the extent of his pecuniary interest therein.
- The Reporting Person received 506 shares of Common Stock of the Issuer in the distribution by NEA Partners 11 on November 4, 2013.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.71 to $9.91 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (9) to this Form 4.