Filing Details
- Accession Number:
- 0001127602-13-030724
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-05 21:09:54
- Reporting Period:
- 2013-11-04
- Filing Date:
- 2013-11-05
- Accepted Time:
- 2013-11-05 21:09:54
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1139812 | Mb Financial Inc | MBFI | National Commercial Banks (6021) | 364460265 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1319061 | Larry Kallenbach | C/O Mb Financial, Inc. 6111 N. River Road Rosemont IL 60018 | No | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2013-11-04 | 4,500 | $29.77 | 33,421 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 3,846 | Indirect | By 401(k) |
| Common Stock | 1,166 | Indirect | By Deferred Comp Plan |
| Common Stock | 7,500 | Indirect | By IRA |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | $40.00 | 2011-07-25 | 2017-07-25 | 3,410 | 3,410 | Direct |
| Common Stock | Stock Option (Right to Buy) | $32.89 | 2011-07-25 | 2017-07-25 | 4,172 | 4,172 | Direct |
| Common Stock | Stock Option (Right to Buy) | $29.00 | 2012-06-25 | 2018-06-25 | 12,527 | 12,527 | Direct |
| Common Stock | Stock Option (Right to Buy) | $24.65 | 2012-06-25 | 2018-06-25 | 15,344 | 15,344 | Direct |
| Common Stock | Stock Option (Right to Buy) | $20.40 | 2013-08-29 | 2022-08-29 | 3,505 | 3,505 | Direct |
| Common Stock | Performance Share Units | $0.00 | 4,031 | 4,031 | Direct | ||
| Common Stock | Stock Option (Right to Buy) | $27.09 | 2014-08-28 | 2023-08-28 | 2,630 | 2,630 | Direct |
| Common Stock | Performance Share Units | $0.00 | 3,058 | 3,058 | Direct | ||
| Common Stock | Stock Option (Right to Buy) | $36.05 | 2008-07-28 | 2014-07-28 | 2,600 | 2,600 | Direct |
| Common Stock | Stock Option (Right to Buy) | $42.70 | 2009-07-20 | 2015-07-20 | 4,693 | 4,693 | Direct |
| Common Stock | Stock Option (Right to Buy) | $35.77 | 2010-07-26 | 2016-07-26 | 5,255 | 5,255 | Direct |
| Common Stock | Stock Option (Right to Buy) | $40.00 | 2010-07-26 | 2016-07-26 | 3,833 | 3,833 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2017-07-25 | 3,410 | 3,410 | Direct |
| 2017-07-25 | 4,172 | 4,172 | Direct |
| 2018-06-25 | 12,527 | 12,527 | Direct |
| 2018-06-25 | 15,344 | 15,344 | Direct |
| 2022-08-29 | 3,505 | 3,505 | Direct |
| 4,031 | 4,031 | Direct | |
| 2023-08-28 | 2,630 | 2,630 | Direct |
| 3,058 | 3,058 | Direct | |
| 2014-07-28 | 2,600 | 2,600 | Direct |
| 2015-07-20 | 4,693 | 4,693 | Direct |
| 2016-07-26 | 5,255 | 5,255 | Direct |
| 2016-07-26 | 3,833 | 3,833 | Direct |
Footnotes
- Grant to reporting person of option to purchase shares of common stock under Issuer's 1997 Omnibus Incentive Plan. The option is 100% vested.
- Grant to reporting person of option to purchase shares of common stock under Issuer's Amended and Restated Omnibus Incentive Plan. The option vests ratably over 4 years (25% per year).
- Performance based vesting
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