Filing Details
- Accession Number:
- 0001311241-13-000232
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-05 19:13:42
- Reporting Period:
- 2013-11-01
- Filing Date:
- 2013-11-05
- Accepted Time:
- 2013-11-05 19:13:42
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1311241 | Intermolecular Inc | IMI | Semiconductors & Related Devices (3674) | 201616267 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1528649 | P. Tony Chiang | Intermolecular, Inc. 3011 North First Street San Jose CA 95134-2004 | Chief Technology Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $0.001 Par Value | Acquisiton | 2013-11-01 | 30,000 | $0.10 | 106,775 | No | 4 | M | Direct | |
Common Stock, $0.001 Par Value | Disposition | 2013-11-01 | 30,000 | $5.72 | 76,775 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (right to buy) | Disposition | 2013-11-01 | 30,000 | $0.00 | 30,000 | $0.10 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
428,016 | 2015-06-14 | No | 4 | M | Direct |
Footnotes
- The sale reported was effected pursuant to a Rule 10b5-1 Sales Plan adopted by Mr. Chiang on May 29, 2013.
- The transaction was executed in multiple trades in prices ranging from $5.68 to $5.80, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a stockholder of the Issuer, information regarding the number of shares and prices at which the transaction was effected.
- The option was immediately exercisable in full on June 15, 2005; however, the shares vested pursuant to the following schedule: Twenty-five percent (25%) of the shares subject to the original option (1,000,000 shares) vested on the first anniversary measured from May 9, 2005 ("Vesting Commencement Date") and the remaining shares vested in 36 successive equal monthly installments thereafter on each monthly anniversary date of Vesting Commencement Date.