Filing Details
- Accession Number:
- 0000092380-13-000121
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-05 19:04:37
- Reporting Period:
- 2013-11-01
- Filing Date:
- 2013-11-05
- Accepted Time:
- 2013-11-05 19:04:37
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 92380 | Southwest Airlines Co | LUV | Air Transportation, Scheduled (4512) | 741563240 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1338581 | G Michael Ven De Van | Southwest Airlines Co. 2702 Love Field Drive Dallas TX 75235-1908 | Evp & Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-11-01 | 90,000 | $6.75 | 389,527 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-11-01 | 75,000 | $12.18 | 464,527 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-11-01 | 8,340 | $14.25 | 472,867 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-11-01 | 3,040 | $14.75 | 475,907 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-11-01 | 6,600 | $15.51 | 482,507 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-11-01 | 750 | $15.91 | 483,257 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-11-01 | 23,198 | $17.35 | 460,059 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2013-11-01 | 2,000 | $17.30 | 458,059 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-11-01 | 100 | $17.30 | 457,959 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-11-01 | 1,000 | $17.30 | 456,959 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-11-01 | 900 | $17.31 | 456,059 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-11-01 | 3,736 | $17.31 | 452,323 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-11-01 | 400 | $17.31 | 451,923 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-11-01 | 1,600 | $17.31 | 450,323 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-11-01 | 500 | $17.32 | 449,823 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-11-01 | 4,800 | $17.32 | 445,023 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-11-01 | 1,200 | $17.32 | 443,823 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-11-01 | 1,500 | $17.32 | 442,323 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-11-01 | 7,100 | $17.33 | 435,223 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-11-01 | 4,800 | $17.33 | 430,423 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-11-01 | 2,900 | $17.33 | 427,523 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-11-01 | 1,200 | $17.34 | 426,323 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-11-01 | 12,500 | $17.34 | 413,823 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-11-01 | 2,300 | $17.34 | 411,523 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-11-01 | 5,400 | $17.34 | 406,123 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-11-01 | 400 | $17.35 | 405,723 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-11-01 | 12,700 | $17.35 | 393,023 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-11-01 | 1,700 | $17.35 | 391,323 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-11-01 | 3,900 | $17.35 | 387,423 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-11-01 | 14,300 | $17.36 | 373,123 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
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Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-11-01 | 90,000 | $0.00 | 90,000 | $6.75 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-11-01 | 75,000 | $0.00 | 75,000 | $12.18 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-11-01 | 8,340 | $0.00 | 8,340 | $14.25 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-11-01 | 3,040 | $0.00 | 3,040 | $14.75 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-11-01 | 6,600 | $0.00 | 6,600 | $15.51 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-11-01 | 750 | $0.00 | 750 | $15.91 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2019-02-01 | No | 4 | M | Direct | |
| 0 | 2018-01-31 | No | 4 | M | Direct | |
| 0 | 2015-01-20 | No | 4 | M | Direct | |
| 0 | 2014-09-01 | No | 4 | M | Direct | |
| 0 | 2014-01-23 | No | 4 | M | Direct | |
| 0 | 2014-01-05 | No | 4 | M | Direct |
Footnotes
- The option was 100% vested at the time of exercise.
Billionaire Hedge Funds
