Filing Details
- Accession Number:
- 0001009626-13-000103
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-05 18:48:29
- Reporting Period:
- 2013-11-01
- Filing Date:
- 2013-11-05
- Accepted Time:
- 2013-11-05 18:48:29
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1009626 | Brocade Communications Systems Inc | BRCD | Computer Peripheral Equipment, Nec (3577) | 770409517 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1316521 | Tyler Wall | 130 Holger Way San Jose CA 95134 | Vp, General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-11-01 | 10,000 | $0.00 | 15,126 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-11-01 | 3,758 | $8.06 | 11,368 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2013-11-01 | 12,500 | $0.00 | 23,868 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-11-01 | 4,697 | $8.06 | 19,171 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2013-11-01 | 16,667 | $0.00 | 35,838 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-11-01 | 6,263 | $8.06 | 29,575 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2013-11-04 | 6,242 | $8.08 | 23,333 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Disposition | 2013-11-01 | 10,000 | $0.00 | 10,000 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2013-11-01 | 12,500 | $0.00 | 12,500 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2013-11-01 | 16,667 | $0.00 | 16,667 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2013-11-01 | No | 4 | M | Direct | |
| 12,500 | 2014-11-01 | No | 4 | M | Direct | |
| 33,333 | 2015-11-01 | No | 4 | M | Direct |
Footnotes
- Reflects the conversion of previously granted restricted stock units into shares of Brocade common stock in connection with the vesting of the restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Brocade common stock.
- Shares automatically withheld for payment of tax withholding liability in connection with vesting of the restricted stock units pursuant to terms of the restricted stock unit agreement.
- Shares sold pursuant to 10b5-1 trading plan previously adopted by the reporting person.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $8.07 to $8.09, inclusive. The reporting person undertakes to provide Brocade Communications Systems, Inc., any security holder of Brocade Communications Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- Each restricted stock unit represents a contingent right to receive one share of Brocade common stock.
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