Filing Details
- Accession Number:
- 0001246360-13-004872
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-05 17:42:09
- Reporting Period:
- 2013-11-01
- Filing Date:
- 2013-11-05
- Accepted Time:
- 2013-11-05 17:42:09
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 929940 | Aspen Technology Inc | AZPN | Services-Computer Programming Services (7371) | 042739697 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1467828 | P. Mark Sullivan | Aspen Technology, Inc. 200 Wheeler Road Burlington MA 01803 | Evp & Cfo | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-11-01 | 3,093 | $10.93 | 125,176 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-11-01 | 2,343 | $15.50 | 127,519 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-11-01 | 1,712 | $23.38 | 129,231 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-11-01 | 7,148 | $38.00 | 122,083 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2013-11-01 | 3,093 | $0.00 | 3,093 | $10.93 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2013-11-01 | 2,343 | $0.00 | 2,343 | $15.50 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2013-11-01 | 1,712 | $0.00 | 1,712 | $23.38 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 9,282 | 2017-08-01 | No | 4 | M | Direct | |
| 16,407 | 2021-07-31 | No | 4 | M | Direct | |
| 18,839 | 2022-07-31 | No | 4 | M | Direct |
Footnotes
- The option granted at the exercise price of $10.93, representing a right to purchase a total of 49,500 shares, becomes exercisable in 16 equal consecutive quarterly installments on the last business day of each quarter, beginning on September 30, 2010.
- The option granted at the exercise price of $15.50, representing a right to purchase 37,500 shares, becomes exercisable in 16 equal consecutive quarterly installments on the last business day of each quarter, beginning on September 30, 2011.
- The option granted at the exercise price of $23.38, representing a right to purchase 27,401 shares, becomes exercisable in 16 equal consecutive quarterly installments on the last business day of each quarter, beginning on September 28, 2012.
Billionaire Hedge Funds
