Filing Details
- Accession Number:
- 0001181431-13-056937
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-05 17:23:01
- Reporting Period:
- 2013-11-01
- Filing Date:
- 2013-11-05
- Accepted Time:
- 2013-11-05 17:23:01
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1137789 | Seagate Technology Plc | STX | Computer Storage Devices (3572) | 980648577 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1248260 | J Stephen Luczo | Seagate Technology Plc 10200 S. De Anza Boulevard Cupertino CA 95014 | Chairman And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Ordinary Shares | Disposition | 2013-11-01 | 187,100 | $48.81 | 284,132 | No | 4 | S | Direct | |
Ordinary Shares | Acquisiton | 2013-11-04 | 417 | $6.53 | 284,549 | No | 4 | M | Direct | |
Ordinary Shares | Acquisiton | 2013-11-04 | 364,584 | $4.05 | 649,133 | No | 4 | M | Direct | |
Ordinary Shares | Acquisiton | 2013-11-04 | 120,312 | $11.07 | 769,445 | No | 4 | M | Direct | |
Ordinary Shares | Acquisiton | 2013-11-04 | 59,956 | $30.23 | 829,401 | No | 4 | M | Direct | |
Ordinary Shares | Disposition | 2013-11-04 | 326,300 | $49.09 | 503,101 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Ordinary Shares | NQ Stock Options | Disposition | 2013-11-04 | 417 | $0.00 | 417 | $6.53 |
Ordinary Shares | NQ Stock Options | Disposition | 2013-11-04 | 364,584 | $0.00 | 364,584 | $4.05 |
Ordinary Shares | NQ Stock Options | Disposition | 2013-11-04 | 120,312 | $0.00 | 120,312 | $11.07 |
Ordinary Shares | NQ Stock Options | Disposition | 2013-11-04 | 59,956 | $0.00 | 59,956 | $30.23 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2009-10-15 | 2015-10-30 | No | 4 | M | Direct |
0 | 2010-01-12 | 2016-01-30 | No | 4 | M | Direct |
94,532 | 2011-09-13 | 2017-09-13 | No | 4 | M | Direct |
131,904 | 2013-08-01 | 2019-08-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Ordinary Shares | 1,304,500 | Indirect | Stephen J Luczo Revocable Trust |
Footnotes
- Ordinary Shares reported sold pursuant to a 10b5-1 trading plan to cover the tax liabilities relating to the vesting of performance stock units.
- These Ordinary Shares were sold in multiple transactions at sales prices ranging from $48.40 to 49.115 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnote of this Form 4.
- This transaction is a "sell to Cover" transaction in which the Reporting Person used the proceeds from the sale of shares in part to fund the exercise of the options.
- These Ordinary Shares were sold in multiple transactions at sales prices ranging from $49.00 to 49.26 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnote of this Form 4.
- Options granted to the Reporting Person under the Seagate Technology's 2004 Stock Compensation Plan are subject to four-year vesting schedule. One quarter of the option shares vested on October 15, 2009. The Remaining options vested monthly over the 36 months following October 15, 2009.
- Options granted to the Reporting Person under the Seagate Technology's 2004 Stock Compensation Plan are subject to four-year vesting schedule. One quarter of the option shares vested on January 12, 2010. The Remaining options vested monthly over the 36 months following January 12, 2010.
- Options granted to the Reporting Person under the Seagate Technology 2001 Stock Option Plan are subject to a four year vesting schedule. One quarter of the options vested on September 13, 2011. Following continuous employment, the remaining options vest proportionately over the 36 months following September 13, 2011.
- Options granted to the Reporting Person under the Seagate Technology plc 2012 Equity Incentive Plan (the "Plan") are subject to a four year vesting schedule. Subject to continuous employment, one quarter of the options vested August 1, 2013.The remaining options vest in equal monthly installments over the 36 months following August 1, 2013.