Filing Details
- Accession Number:
- 0001181431-13-056879
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-05 16:47:31
- Reporting Period:
- 2013-11-01
- Filing Date:
- 2013-11-05
- Accepted Time:
- 2013-11-05 16:47:31
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1357204 | Dunkin' Brands Group Inc. | DNKN | Retail-Eating & Drinking Places (5810) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1187789 | Nigel Travis | C/O Dunkin' Brands Group, Inc. 130 Royall Street Canton MA 02021 | Ceo And Chairman | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-11-01 | 18,000 | $3.02 | 142,377 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-11-01 | 18,000 | $47.73 | 124,377 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2013-11-04 | 125,000 | $3.02 | 249,377 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-11-04 | 125,000 | $47.76 | 124,377 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Option to Purchase Common Stock | Disposition | 2013-11-01 | 18,000 | $0.00 | 18,000 | $3.02 |
Common Stock | Option to Purchase Common Stock | Disposition | 2013-11-04 | 125,000 | $0.00 | 125,000 | $3.02 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
1,326,656 | 2020-02-23 | No | 4 | M | Direct | |
1,201,656 | 2020-02-23 | No | 4 | M | Direct |
Footnotes
- The sales reported in this row were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 02/04/2013.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.46 to $48.34, inclusive. The reporting person undertakes to provide Dunkin' Brands Group, Inc., any security holder of Dunkin' Brands Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.65 to $47.93, inclusive. The reporting person undertakes to provide Dunkin' Brands Group, Inc., any security holder of Dunkin' Brands Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) to this Form 4.
- On 2/23/2010, the reporting person was granted an option to purchase 1,915,499 shares of Common Stock. The option vests based upon time (five equal annual installments that began on 2/23/2010) and performance (investment returns to investment funds affiliated with Bain Capital Partners, LLC, the Carlyle Group and Thomas H. Lee Partners, L.P. (collectively the "Sponsors")) criteria.