Filing Details

Accession Number:
0001573871-13-000004
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-11-05 16:43:45
Reporting Period:
2013-11-01
Filing Date:
2013-11-05
Accepted Time:
2013-11-05 16:43:45
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1527413 Fsi Low Beta Absolute Return Fund N/A () 456415499
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1573871 W Gary Gould 2506 South Evanston Avenue
Tulsa OK 74114
Chief Executive Officer Yes Yes No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Fsi Low Beta Absolute Return Fund Acquisiton 2013-11-01 1,242 $100.61 2,242 No 4 P Indirect By Corporate Consulting Group, Inc.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Corporate Consulting Group, Inc.
Footnotes
  1. Units are estimated using the August 31, 2013 unit value per share. Unit value as of October 31, 2013 is not yet available for calculating units at the time of this filing.
  2. This statement is filed on behalf of Gary Gould, who: (a) is the Chief Executive Officer, Principal Executive Officer and President of the FSI Absolute Return Fund (the "Fund"); (b) acts as the Portfolio Manager of the Fund and is the controlling owner of Financial Solutions, Inc., investment adviser to the Fund; and (c) is the Managing Principal and controlling owner of Corporate Consulting Group, Inc. The unit transaction reported on this Form 4 for the date of November 1, 2013 represents an indirect beneficial ownership held by Mr. Gould through his participation in Corporate Consulting Group, Inc.'s Employee Profit Sharing Plan ("Corporate Consulting PSP"). Pursuant to Rule 16a-1(a)(2)(ii)(B) and Rule 16a-1(a)(2)(iii), the entire estimated amount of units being acquired by Corporate Consulting PSP is being reported.