Filing Details
- Accession Number:
- 0001573871-13-000004
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-05 16:43:45
- Reporting Period:
- 2013-11-01
- Filing Date:
- 2013-11-05
- Accepted Time:
- 2013-11-05 16:43:45
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1527413 | Fsi Low Beta Absolute Return Fund | N/A | () | 456415499 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1573871 | W Gary Gould | 2506 South Evanston Avenue Tulsa OK 74114 | Chief Executive Officer | Yes | Yes | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Fsi Low Beta Absolute Return Fund | Acquisiton | 2013-11-01 | 1,242 | $100.61 | 2,242 | No | 4 | P | Indirect | By Corporate Consulting Group, Inc. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Corporate Consulting Group, Inc. |
Footnotes
- Units are estimated using the August 31, 2013 unit value per share. Unit value as of October 31, 2013 is not yet available for calculating units at the time of this filing.
- This statement is filed on behalf of Gary Gould, who: (a) is the Chief Executive Officer, Principal Executive Officer and President of the FSI Absolute Return Fund (the "Fund"); (b) acts as the Portfolio Manager of the Fund and is the controlling owner of Financial Solutions, Inc., investment adviser to the Fund; and (c) is the Managing Principal and controlling owner of Corporate Consulting Group, Inc. The unit transaction reported on this Form 4 for the date of November 1, 2013 represents an indirect beneficial ownership held by Mr. Gould through his participation in Corporate Consulting Group, Inc.'s Employee Profit Sharing Plan ("Corporate Consulting PSP"). Pursuant to Rule 16a-1(a)(2)(ii)(B) and Rule 16a-1(a)(2)(iii), the entire estimated amount of units being acquired by Corporate Consulting PSP is being reported.