Filing Details
- Accession Number:
- 0001181431-13-056869
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-05 16:33:30
- Reporting Period:
- 2013-11-01
- Filing Date:
- 2013-11-05
- Accepted Time:
- 2013-11-05 16:33:30
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1569391 | Kcg Holdings Inc. | KCG | Security Brokers, Dealers & Flotation Companies (6211) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1202325 | E Charles Haldeman | Kcg Holdings, Inc. 545 Washington Boulevard Jersey City NJ 07310 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2013-11-01 | 29,969 | $8.86 | 29,969 | No | 4 | P | Direct | |
Class A Common Stock | Acquisiton | 2013-11-04 | 5,201 | $9.45 | 35,170 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Restricted Stock Units (Previously Reported) | 28,769 | Direct |
Footnotes
- Represents the purchase of 29,969 shares in multiple transactions at prices ranging from $8.80 to $8.90 per share, resulting in a weighted average purchase price per share of $8.861.
- Represents the purchase of 5,201 shares in multiple transactions at prices ranging from $9.43 to $9.45 per share, resulting in a weighted average purchase price per share of $9.445.
- Filer undertakes to provide SEC, the Issuer, or any security holder of KCG common stock full information pertaining to the number of shares purchased at each separate price.