Filing Details
- Accession Number:
- 0000950117-13-001013
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-05 16:16:14
- Reporting Period:
- 2013-11-04
- Filing Date:
- 2013-11-05
- Accepted Time:
- 2013-11-05 16:16:14
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
773840 | Honeywell International Inc | HON | Motor Vehicle Parts & Accessories (3714) | 222640650 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1136538 | M David Cote | 101 Columbia Road Morristown NJ 07960 | Chairman & Ceo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-11-04 | 600,000 | $35.65 | 1,111,152 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-11-04 | 418,521 | $86.16 | 692,631 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (right to buy) | Disposition | 2013-11-04 | 600,000 | $0.00 | 600,000 | $35.65 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2007-01-01 | 2014-02-05 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 22,428 | Indirect | Held in 401(k) plan |
Common Stock | 76,802 | Indirect | Held in a trust |
Footnotes
- This represents an exercise of 600,000 options granted to the Reporting Person on February 6, 2004 under the 2003 Stock Incentive Plan of Honeywell International Inc. and its Affiliates. If not exercised, the options would have expired on February 5, 2014. Following the exercise, the Reporting Person remains in compliance with the ownership thresholds under the Stock Ownership Guidelines of the Company and is required under the Guidelines to hold the net gain shares (net of shares sold to cover the exercise price and taxes) for at least one year.
- Reflects a prior disposition by the reporting person of securities of the same class that was exempt from reporting pursuant to Rule 16a-12.
- The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.91 to $86.91 inclusive. The reporting person undertakes to provide to Honeywell International Inc., any security holder of Honeywell International Inc., or the staff of the Securities and Exchange Commmission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 3.