Home > Insider Trading > Filing (0001140361-13-040666)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1347858	22Nd Century Group Inc.	XXII.OB	Cigarettes (2111)	980468420

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1522460	A Joseph Dunn	87 Tristan Lane Amherst NY 14221		Yes	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2013-10-18	60,000	$1.13	50,000	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Non-Qualified Stock Option	$0.80	2013-02-25	2023-02-25	50,000	50,000	Direct
Common Stock	Warrant to Purchase	$0.60	2012-11-09	2017-11-09	31,500	31,500	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2023-02-25	50,000	50,000	Direct
2017-11-09	31,500	31,500	Direct

Footnotes

The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.10 to $1.17, inclusive. The reporting person undertakes to provide to 22nd Century Group, Inc., any security holder of 22nd Century Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
The exercise price and/or number of shares underlying this security are subject to adjustment as set forth in the applicable warrant.