Filing Details
- Accession Number:
- 0001526944-13-000004
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2013-11-05 15:22:38
- Reporting Period:
- 2013-10-30
- Filing Date:
- 2013-11-05
- Accepted Time:
- 2013-11-05 15:22:38
- Original Submission Date:
- 2013-11-01
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1005229 | Columbus Mckinnon Corp | CMCO | Construction Machinery & Equip (3531) | 160547600 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1526944 | Eric Woon | 140 John James Audubon Parkway Amherst NY 14228 | Vice President - Apac | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2013-10-30 | 610 | $26.55 | 9,515 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 10,125 | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Options (Right to Buy) | $14.80 | 2013-01-25 | 2020-01-24 | 9,292 | 9,292 | Direct |
Common Stock | Non-Qualified Stock Options (Right to Buy) | $18.24 | 2011-05-17 | 2020-05-16 | 1,724 | 1,724 | Direct |
Common Stock | Non-Qualified Stock Options (Right to Buy) | $19.50 | 2012-05-23 | 2021-05-22 | 2,334 | 2,334 | Direct |
Common Stock | Non-Qualified Stock Options (Right to Buy) | $13.43 | 2013-05-21 | 2022-05-20 | 5,517 | 5,517 | Direct |
Common Stock | Non-Qualified Stock Options (Right to Buy) | $18.95 | 2014-05-20 | 2023-05-20 | 4,970 | 4,970 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2020-01-24 | 9,292 | 9,292 | Direct |
2020-05-16 | 1,724 | 1,724 | Direct |
2021-05-22 | 2,334 | 2,334 | Direct |
2022-05-20 | 5,517 | 5,517 | Direct |
2023-05-20 | 4,970 | 4,970 | Direct |
Footnotes
- Amended to correct the restricted stock unit information provided in the original filing. Includes 8,139 shares of restricted stock units issued to reporting person, subject to forfeiture in whole or part; 227 shares become fully vested and non-forfeitable on 5/17/2014, 618 shares become fully vested and non-forfeitable 50% per year for two years beginning 5/23/2014, 2,064 units become fully vested and non-forfeitable 33.33% per year for three years beginning 5/21/2014, 2,356 shares become fully vested and non-forfeitable 25% per year for four years beginning 5/20/2014, and the remaining 2,874 shares become fully vested and non-forfeitable on 5/21/2015, if reporting person remains an employee of issuer.
- Amended to correct the information provided in Column 7. Originally granted 10,000 options. The reporting person exercised 708 options on 10/30/2013. 2,625 options are excerisable, subject to IRS limitations and the remaining 6,667 options become exercisable 50% per year for two years beginning 1/25/2014, if reporting person remain an employee of issuer.
- Amended to correct the information provided in Columns 7 and 9. Exercisable 25% per year for four years beginning 5/17/2011, if reporting person remains an employee of issuer.
- Amended to correct the information provided in Columns 7 and 9. Exercisable 25% per year for four years beginning 5/23/2012, if reporting person remains an employee of issuer.
- Amended to correct the information provided in Columns 7 and 9. Exercisable 25% per year for four years beginning 5/21/2013, if reporting person remains an employee of issuer.
- Amended to correct the information provided in Columns 7 and 9. Exercisable 25% per year for four years beginning 5/20/2014, if reporting person remains an employee of issuer.