Filing Details
- Accession Number:
- 0001104659-13-081119
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-05 15:22:05
- Reporting Period:
- 2013-11-05
- Filing Date:
- 2013-11-05
- Accepted Time:
- 2013-11-05 15:22:05
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1448893 | Essent Group Ltd. | ESNT | Surety Insurance (6351) | 980673656 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1583068 | Pbra (Cayman) Co | C/O Pine Brook Road Partners Llc 60 East 42Nd Street, 50Th Floor New York NY 10165 | No | No | Yes | Yes | |
1590475 | Essent Intermediate, L.p. | C/O Pine Brook Road Partners Llc 60 East 42Nd Street, 50Th Floor New York NY 10165 | No | No | Yes | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares, Par Value $0.015 | Acquisiton | 2013-11-05 | 11,563,295 | $0.00 | 11,563,295 | No | 4 | C | Direct | |
Common Shares, Par Value $0.015 | Acquisiton | 2013-11-05 | 15,097,726 | $0.00 | 15,097,726 | No | 4 | C | Indirect | See footnotes |
Common Shares, Par Value $0.015 | Acquisiton | 2013-11-05 | 500,000 | $17.00 | 12,063,295 | No | 4 | P | Direct | |
Common Shares, Par Value $0.015 | Acquisiton | 2013-11-05 | 500,000 | $17.00 | 15,597,726 | No | 4 | P | Indirect | See footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Direct | |
No | 4 | C | Indirect | See footnotes |
No | 4 | P | Direct | |
No | 4 | P | Indirect | See footnotes |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Shares | Class A Common Shares | Disposition | 2013-11-05 | 8,398,379 | $0.00 | 11,563,295 | $0.00 |
Common Shares | Class A Common Shares | Disposition | 2013-11-05 | 10,954,277 | $0.00 | 15,097,726 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Direct | ||
0 | No | 4 | C | Indirect |
Footnotes
- This Form 4 is being filed on behalf of PRBA (Cayman) Company, a Cayman Islands exempted company ("PRBA") and Essent Intermediate, L.P., a Cayman Islands exempted limited partnership ("Essent Intermediate") (collectively, the "Reporting Persons"). PRBA is the general partner of Essent Intermediate and Pine Brook Essent Co-Invest, L.P., a Cayman Islands exempted limited partnership ("Essent Co-Invest" and, together with Essent Intermediate, the "PB Entities"). PBRA may be deemed to indirectly beneficially own shares held by the PB Entities and disclaims beneficial ownership of all such shares except to the extent of any indirect pecuniary interest therein. Essent Intermediate disclaims beneficial ownership of all shares reported herein except those reported as held directly by it.
- The Class A Common Shares automatically converted into Common Shares, par value $0.015 per share, after giving effect to the 2 for 3 share split, immediately prior to the consummation of the issuer's initial public offering.
- Represents Common Shares held directly by Essent Intermediate.
- Represents Common Shares held directly by Essent Intermediate and Essent Co-Invest.
- Essent Intermediate purchased in the issuer's initial public offering 500,000 Common Shares at the same price as the price to the public.