Filing Details

Accession Number:
0001104659-13-081119
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-11-05 15:22:05
Reporting Period:
2013-11-05
Filing Date:
2013-11-05
Accepted Time:
2013-11-05 15:22:05
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1448893 Essent Group Ltd. ESNT Surety Insurance (6351) 980673656
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1583068 Pbra (Cayman) Co C/O Pine Brook Road Partners Llc
60 East 42Nd Street, 50Th Floor
New York NY 10165
No No Yes Yes
1590475 Essent Intermediate, L.p. C/O Pine Brook Road Partners Llc
60 East 42Nd Street, 50Th Floor
New York NY 10165
No No Yes Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares, Par Value $0.015 Acquisiton 2013-11-05 11,563,295 $0.00 11,563,295 No 4 C Direct
Common Shares, Par Value $0.015 Acquisiton 2013-11-05 15,097,726 $0.00 15,097,726 No 4 C Indirect See footnotes
Common Shares, Par Value $0.015 Acquisiton 2013-11-05 500,000 $17.00 12,063,295 No 4 P Direct
Common Shares, Par Value $0.015 Acquisiton 2013-11-05 500,000 $17.00 15,597,726 No 4 P Indirect See footnotes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 C Indirect See footnotes
No 4 P Direct
No 4 P Indirect See footnotes
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Shares Class A Common Shares Disposition 2013-11-05 8,398,379 $0.00 11,563,295 $0.00
Common Shares Class A Common Shares Disposition 2013-11-05 10,954,277 $0.00 15,097,726 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Direct
0 No 4 C Indirect
Footnotes
  1. This Form 4 is being filed on behalf of PRBA (Cayman) Company, a Cayman Islands exempted company ("PRBA") and Essent Intermediate, L.P., a Cayman Islands exempted limited partnership ("Essent Intermediate") (collectively, the "Reporting Persons"). PRBA is the general partner of Essent Intermediate and Pine Brook Essent Co-Invest, L.P., a Cayman Islands exempted limited partnership ("Essent Co-Invest" and, together with Essent Intermediate, the "PB Entities"). PBRA may be deemed to indirectly beneficially own shares held by the PB Entities and disclaims beneficial ownership of all such shares except to the extent of any indirect pecuniary interest therein. Essent Intermediate disclaims beneficial ownership of all shares reported herein except those reported as held directly by it.
  2. The Class A Common Shares automatically converted into Common Shares, par value $0.015 per share, after giving effect to the 2 for 3 share split, immediately prior to the consummation of the issuer's initial public offering.
  3. Represents Common Shares held directly by Essent Intermediate.
  4. Represents Common Shares held directly by Essent Intermediate and Essent Co-Invest.
  5. Essent Intermediate purchased in the issuer's initial public offering 500,000 Common Shares at the same price as the price to the public.