Filing Details
- Accession Number:
- 0000757011-13-000064
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-05 14:34:06
- Reporting Period:
- 2013-11-01
- Filing Date:
- 2013-11-05
- Accepted Time:
- 2013-11-05 14:34:06
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 757011 | Usg Corp | USG | Concrete, Gypsum & Plaster Products (3270) | 363329400 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1207391 | Ricky David Lowes | C/O Usg Corporation 550 West Adams Street Chicago IL 60661 | Senior Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-11-01 | 16,071 | $6.86 | 50,795 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-11-01 | 16,071 | $27.10 | 34,724 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-11-01 | 16,071 | $0.00 | 16,071 | $6.86 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2019-02-11 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 787 | Indirect | By 401(K) plan |
Footnotes
- The per share sales price for the common stock sold in the reported transaction ranged from $27.00 to $27.32677. The reporting person will provide upon request by the Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each separate price.
- The option vested in four equal installments on February 11, 2010, 2011, 2012 and 2013.
Billionaire Hedge Funds
