Home > Insider Trading > Filing (0001225208-13-022870)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
316709	Schwab Charles Corp	SCHW	Security Brokers, Dealers & Flotation Companies (6211)	943025021

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1416062	L Jay Allen	211 Main Street San Francisco CA 94105	Evp - Human Resources	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2013-11-01	4,009	$0.00	16,476	No	4	A	Indirect	by Trust
Common Stock	Acquisiton	2013-11-05	10,368	$11.75	26,844	No	4	M	Indirect	by Trust
Common Stock	Acquisiton	2013-11-05	10,000	$13.64	36,844	No	4	M	Indirect	by Trust
Common Stock	Acquisiton	2013-11-05	8,286	$15.43	45,130	No	4	M	Indirect	by Trust
Common Stock	Disposition	2013-11-05	28,654	$23.05	16,476	No	4	S	Indirect	by Trust

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	A	Indirect	by Trust
No	4	M	Indirect	by Trust
No	4	M	Indirect	by Trust
No	4	M	Indirect	by Trust
No	4	S	Indirect	by Trust

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Nonqualified Stock Option (right to buy)	Acquisiton	2013-11-01	24,016	$0.00	24,016	$23.12
Common Stock	Nonqualified Stock Option (right to buy)	Disposition	2013-11-05	8,286	$0.00	8,286	$15.43
Common Stock	Nonqualified Stock Option (right to buy)	Disposition	2013-11-05	10,368	$0.00	10,368	$11.75
Common Stock	Nonqualified Stock Option (right to buy)	Disposition	2013-11-05	10,000	$0.00	10,000	$13.64

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
24,016	2014-11-01	2023-11-01	No	4	A	Direct
8,286	2011-11-01	2020-11-01	No	4	M	Direct
20,735	2012-11-01	2021-11-01	No	4	M	Direct
30,000	2013-11-01	2022-11-01	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	1,462	Indirect	by ESPP

Footnotes

Shares acquired on the vesting of restricted stock units.
This transaction was executed in multiple trades at prices ranging from $22.97 to $23.185. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date.