Filing Details
- Accession Number:
- 0001250988-13-000062
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-05 10:45:24
- Reporting Period:
- 2013-11-01
- Filing Date:
- 2013-11-05
- Accepted Time:
- 2013-11-05 10:45:24
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1224608 | Cno Financial Group Inc. | CNO | Accident & Health Insurance (6321) | 753108137 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1438233 | J. Matthew Zimpfer | 11825 N. Pennsylvania Street Carmel IN 46032 | Evp And General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-11-01 | 16,000 | $1.13 | 69,060 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-11-01 | 16,000 | $15.46 | 53,060 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-11-01 | 42,000 | $6.45 | 95,060 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-11-01 | 42,000 | $15.46 | 53,060 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options | Disposition | 2013-11-01 | 16,000 | $0.00 | 16,000 | $1.13 |
| Common Stock | Stock Options | Disposition | 2013-11-01 | 42,000 | $0.00 | 42,000 | $6.45 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2014-04-02 | No | 4 | M | Direct | |
| 0 | 2017-03-18 | No | 4 | M | Direct |
Footnotes
- One-half of these options vested on April 2, 2011 and the other one-half vested on April 2, 2012.
- One-half of these options vested on March 18, 2012 and the other one-half vested on March 18, 2013.
Billionaire Hedge Funds
