Filing Details
- Accession Number:
- 0001209191-13-050616
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-05 10:35:56
- Reporting Period:
- 2013-11-04
- Filing Date:
- 2013-11-05
- Accepted Time:
- 2013-11-05 10:35:56
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 943452 | Westinghouse Air Brake Technologies Corp | WAB | Railroad Equipment (3743) | 251615902 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1244225 | Alvaro Tunon Garcia | 1001 Air Brake Avenue Wilmerding PA 15148 | Exec. Vp And Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock - Direct | Acquisiton | 2013-11-04 | 6,750 | $28.70 | 55,844 | No | 4 | M | Direct | |
| Common Stock - Direct | Acquisiton | 2013-11-04 | 2,590 | $35.29 | 58,434 | No | 4 | M | Direct | |
| Common Stock - Direct | Disposition | 2013-11-04 | 9,340 | $66.05 | 49,094 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option | Disposition | 2013-11-04 | 6,750 | $0.00 | 6,750 | $28.70 |
| Common Stock | Non-Qualified Stock Options | Disposition | 2013-11-04 | 2,590 | $0.00 | 2,590 | $35.29 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 6,750 | 2015-02-15 | 2021-02-15 | No | 4 | M | Direct |
| 7,770 | 2016-02-14 | 2022-02-14 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 22,000 | Indirect | Family Trust |
Footnotes
- On June 11, 2013, Wabtec Corporation (WAB) effected a 2-for-1 stock split in the form of a 100% stock dividend to shareholders of record on June 3, 2013.
- The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Westinghouse Air Brake Technologies Corporation ("Wabtec"), any security holder of Wabtec, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
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