Filing Details
- Accession Number:
- 0001181431-13-056590
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-04 20:19:06
- Reporting Period:
- 2013-11-01
- Filing Date:
- 2013-11-04
- Accepted Time:
- 2013-11-04 20:19:06
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1543643 | Cu Bancorp | CUNB | National Commercial Banks (6021) | 900779788 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1555310 | F Daniel Selleck | C/O Cu Bancorp 15821 Ventura Blvd. Suite 100 Encino CA 91436 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2013-11-01 | 20,000 | $18.50 | 8,500 | No | 4 | S | Indirect | As Trustee of the Daniel F. Selleck Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | As Trustee of the Daniel F. Selleck Trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 38,650 | Direct |
Footnotes
- Includes previously reported 1,000 restricted shares of common stock were granted to the reporting person on September 7, 2012. The restricted stock shares are subject to time-based vesting pursuant to which 500 shares will vest on each of September 7, 2013 and 2014.