Filing Details
- Accession Number:
- 0001209191-13-050544
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-04 19:06:31
- Reporting Period:
- 2013-10-31
- Filing Date:
- 2013-11-04
- Accepted Time:
- 2013-11-04 19:06:31
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
719739 | Svb Financial Group | SIVB | State Commercial Banks (6022) | 942856336 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1518729 | Bruce Wallace | Svb Financial Group 3005 Tasman Drive Santa Clara CA 95054 | Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-10-31 | 1,500 | $60.37 | 5,346 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2013-10-31 | 500 | $42.97 | 5,846 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2013-10-31 | 950 | $49.18 | 6,796 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-10-31 | 1,500 | $96.18 | 5,296 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-10-31 | 500 | $96.25 | 4,796 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-10-31 | 950 | $96.20 | 3,846 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option | Disposition | 2013-10-31 | 1,500 | $60.37 | 1,500 | $60.37 |
Common Stock | Stock Option | Disposition | 2013-10-31 | 500 | $42.97 | 500 | $42.97 |
Common Stock | Stock Option | Disposition | 2013-10-31 | 950 | $49.18 | 950 | $49.18 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
4,500 | 2012-04-27 | 2018-04-27 | No | 4 | M | Direct |
0 | 2009-04-07 | 2015-04-07 | No | 4 | M | Direct |
0 | 2011-04-30 | 2017-04-30 | No | 4 | M | Direct |
Footnotes
- The 1,500 shares were sold through separate trades, with the sale prices ranging from $96.17 to $96.19 and at a weighted average saleprice of $96.1813.
- The 950 shares were sold through separate trades, with the sale prices ranging from $96.19 to $96.205 and at a weighted average saleprice of $96.1968.